SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name	Series Code	Amount Issued	Coupon Rate	Coupon Frequency	Coupon Dates	Admission Type	Admission Date	Prospectus	Guidelines	Tombstone	Market Makers	Broker Specialists (Issue-Specific)
SMIC Series I Fixed Rate Bonds Due 2025	SM 02-25	PhP 7.5 B	3.5915%	2	Feb 18 Aug 18	Listing	18-Feb-22				MBML EWBC	FMIC
SMIC Series J Fixed Rate Bonds Due 2027	SM 27 R25	PhP 7.5 B	4.7713%	2	Feb 18 Aug 18	Listing	18-Feb-22				MBML SBMN	FMIC

Matured or Redeemed Securities

Name of Security	Series Code	Amount Issued	Coupon Rate	Coupon Frequency	Coupon Dates	Types of Admission	Admission Date	Market Makers	Broker Specialists (Issue-Specific)
SMIC Series A Bonds Due 2014	SM 6-14	PhP 9.0 B	8.2500%	2	Jun 26 Dec 26	Listing	16-Jul-12	FMIC SCML	FMIC
SMIC Series B Bonds Due 2016	SM 6-16	PhP 1.0 B	9.1000%	2	Jun 25 Dec 25	Listing	16-Jul-12	FMIC SCML	FMIC
SMIC Series C Bonds Due 2019	SM 19 R17	PhP 6.34127 B	6.0000%	2	Jul 16 Jan 16	Listing	16-Jul-12	FMIC SCML	BPIC FMIC
SMIC Series E Bonds Due 2021	SM 21 R19	PhP 11.66962 B	5.2958%	2	May 19 Nov 19	Listing	19-May-14	FMIC	BPIC FMIC
SMIC Series F Bonds Due 2024	SM 24 R21	PhP 3.33038 B	5.6125%	2	May 19 Nov 19	Listing	19-May-14	FMIC	BPIC FMIC
SMIC Series G Bonds Due 2023	SM 23 R21	PhP 20.0 B	5.1590%	2	Jun 9 Dec 9	Listing	09-Dec-16	BPIM FMIC	-
SMIC Fixed Rate Notes Due 2022	ES SM 01-22	PhP 5.6 B	2.8750%	2	Jan 22 Jul 22	Enrollment	22-Jul-20	MBML	-
SMIC Series D Bonds Due 2022	SM 22 R19	PhP 8.65873 B	6.9442%	2	Jul 16 Jan 16	Listing	16-Jul-12	MBML SCML	BPIC FMIC
SMIC Series H Fixed Rate Bonds Due 2024	SM 04-24	PhP 10.0 B	3.3613%	2	Apr 02 Oct 02	Listing	02-Oct-20	MBML SBMN	BPIC FMIC

Disclosures

Filing Date	Disclosure No.	Listed Issuer	Disclosure Title
12/10/2015	2135-2015	SM Investments Corporation	Disclosure No. 2135-2015 - Statement of Changes in Beneficial Ownership of Securities - November 2015 (SEC FORM 23-B)
12/04/2015	2116-2015	SM Investments Corporation	Disclosure No. 2116-2015 - Amendment to By-Laws
11/16/2015	2019-2015	SM Investments Corporation	Disclosure No. 2019-2015 - Quarterly Report for Period Ended September 30, 2015 (SEC FORM 17-Q)
11/10/2015	1980-2015	SM Investments Corporation	Disclosure No. 1980-2015 - Statement of Changes in Beneficial Ownership of Securities - October 2015 (SEC FORM 23-B)
11/04/2015	1950-2015	SM Investments Corporation	Disclosure No. 1950-2015 - Press Release: "SM Reports 12% Growth in Recurring Net Income in First Nine Months"
10/12/2015	1826-2015	SM Investments Corporation	Disclosure No. 1826-2015 - Top 100 Stockholders as of September 30, 2015
10/12/2015	1825-2015	SM Investments Corporation	Disclosure No. 1825-2015 - Public Ownership Report as of September 30, 2015
10/08/2015	1808-2015	SM Investments Corporation	Disclosure No. 1808-2015 - Statement of Changes in Beneficial Ownership of Securities - September 2015 (SEC FORM 23-B)
10/08/2015	1807-2015	SM Investments Corporation	Disclosure No. 1807-2015 - Statement of Changes in Beneficial Ownership of Securities - September 2015 (SEC FORM 23-B)
10/05/2015	1773-2015	SM Investments Corporation	Disclosure No. 1773-2015 - Clarification of News Article: "SM Investments capex may hit P100B in 2016"
09/14/2015	1680-2015	SM Investments Corporation	Disclosure No. 1680-2015 - Certificate of Attendance of Key Officer to Corporate Governance Seminar
09/11/2015	1667-2015	SM Investments Corporation	Disclosure No. 1667-2015 - Statement of Changes in Beneficial Ownership of Securities - August 2015 (SEC FORM 23-B)
09/11/2015	1666-2015	SM Investments Corporation	Disclosure No. 1666-2015 - Statement of Changes in Beneficial Ownership of Securities - August 2015 (SEC FORM 23-B)
09/01/2015	1608-2015	SM Investments Corporation	Disclosure No. 1608-2015 - Clarification of News Article: "Cherry Foodarama set to reopen"
08/27/2015	1587-2015	SM Investments Corporation	Disclosure No. 1587-2015 - Updates in the Company's Annual Corporate Governance Report
08/19/2015	1560-2015	SM Investments Corporation	Disclosure No. 1560-2015 - Certificate of Attendance of Directors and Key Officers to Corporate Governance Training
08/13/2015	1511-2015	SM Investments Corporation	Disclosure No. 1511-2015 - Quarterly Report for Period Ended June 30, 2015 (SEC FORM 17-Q)
08/07/2015	1487-2015	SM Investments Corporation	Disclosure No. 1487-2015 - Result of Board Meeting: Appointment of Officer
08/07/2015	1484-2015	SM Investments Corporation	Disclosure No. 1484-2015 - Press Release: "SM Recurring Net Income Rises 13%"
08/07/2015	1481-2015	SM Investments Corporation	Disclosure No. 1481-2015 - Initial Statement of Beneficial Ownership of Securities - August 2015 (SEC FORM 23-A)
07/15/2015	1345-2015	SM Investments Corporation	Disclosure No. 1345-2015 - Clarification of News Article: "New SM Treasurer"
07/09/2015	1282-2015	SM Investments Corporation	Disclosure No. 1282-2015 - Top 100 Stockholders as of June 30, 2015
07/09/2015	1281-2015	SM Investments Corporation	Disclosure No. 1281-2015 - Public Ownership Report as of June 30, 2015
07/08/2015	1268-2015	SM Investments Corporation	Disclosure No. 1268-2015 - Statement of Changes in Beneficial Ownership of Securities - June 2015 (SEC FORM 23-B)
06/17/2015	1155-2015	SM Investments Corporation	Disclosure No. 1155-2015 - Clarification of News Article: "Cherry Foodarama sells out after 62 years"
06/11/2015	1132-2015	SM Investments Corporation	Disclosure No. 1132-2015 - Clarification of News Article: "SM buys Cherry’s 3 grocery outlets"
06/02/2015	1063-2015	SM Investments Corporation	Disclosure No. 1063-2015 - Certificate of Independent Directors
06/02/2015	1062-2015	SM Investments Corporation	Disclosure No. 1062-2015 - General Information Sheet for the Year 2015
05/15/2015	946-2015	SM Investments Corporation	Disclosure No. 946-2015 - Quarterly Report for Period Ended March 31, 2015 (SEC FORM 17-Q)
05/07/2015	855-2015	SM Investments Corporation	Disclosure No. 855-2015 - Initial Statement of Beneficial Ownership of Securities - April 2015 (SEC FORM 23-A)
05/06/2015	835-2015	SM Investments Corporation	Disclosure No. 835-2015 - Press Release: "SM Recurring Net Income Grows 11%"
04/29/2015	794-2015	SM Investments Corporation	Disclosure No. 794-2015 - Results of Board Meeting, Annual Stockholders' Meeting and Organizational Meeting
04/14/2015	626-2015	SM Investments Corporation	Disclosure No. 626-2015 - Annual Report for Fiscal Year Ended December 31, 2014 (SEC FORM 17-A)
04/13/2015	600-2015	SM Investments Corporation	Disclosure No. 600-2015 - Statement of Changes in Beneficial Ownership of Securities - March 2015 (SEC FORM 23-B)
04/13/2015	595-2015	SM Investments Corporation	Disclosure No. 595-2015 - Top 100 Stockholders as of March 31, 2015
04/13/2015	594-2015	SM Investments Corporation	Disclosure No. 594-2015 - Public Ownership Report as of March 31, 2015
04/13/2015	593-2015	SM Investments Corporation	Disclosure No. 593-2015 - Statement of Changes in Beneficial Ownership of Securities - March 2015 (SEC FORM 23-B)
04/13/2015	592-2015	SM Investments Corporation	Disclosure No. 592-2015 - Statement of Changes in Beneficial Ownership of Securities - March 2015 (SEC FORM 23-B)
04/13/2015	591-2015	SM Investments Corporation	Disclosure No. 591-2015 - Statement of Changes in Beneficial Ownership of Securities - March 2015 (SEC FORM 23-B)
04/06/2015	546-2015	SM Investments Corporation	Disclosure No. 546-2015 - Clarification of News Article: "SM double-digit growth doable this year -- CFO"
03/27/2015	494-2015	SM Investments Corporation	Disclosure No. 494-2015 - Compliance Report on Corporate Governance for the Year 2014
03/27/2015	493-2015	SM Investments Corporation	Disclosure No. 493-2015 - Clarification of News Article: "SMIC to source 40% of P85B capex to debt"
03/26/2015	486-2015	SM Investments Corporation	Disclosure No. 486-2015 - Clarification of News Article: "SM eyes casino project in Cebu"
03/20/2015	458-2015	SM Investments Corporation	Disclosure No. 458-2015 - Definitive Information Statement for Annual Stockholders' Meeting on April 29, 2015; Record Date on March 30, 2015
03/20/2015	453-2015	SM Investments Corporation	Disclosure No. 453-2015 - Early Redemption of 1.625% Convertible Bonds Due 2017
03/12/2015	399-2015	SM Investments Corporation	Disclosure No. 399-2015 - Preliminary Information Statement for Annual Stockholders' Meeting on April 29, 2015; Record Date on March 30, 2015
03/10/2015	374-2015	SM Investments Corporation	Disclosure No. 374-2015 - Amendment of Manual on Corporate Governance
03/05/2015	348-2015	SM Investments Corporation	Disclosure No. 348-2015 - Results of Board Meeting: Notice of Annual Stockholders' Meeting on April 29, 2015; Record Date on March 30, 2015, Amendment of By-Laws, 2014 Consolidated Financial Statements
03/04/2015	340-2015	SM Investments Corporation	Disclosure No. 340-2015 - Notice of Annual Stockholders' Meeting, and Analysts and Press Briefing on April 29, 2015; Record Date on March 30, 2015
03/04/2015	339-2015	SM Investments Corporation	Disclosure No. 339-2015 - Press Release: "SM Posts 14.4% Growth in Recurring Net Income in 2014"
02/10/2015	250-2015	SM Investments Corporation	Disclosure No. 250-2015 - Statement of Changes in Beneficial Ownership of Securities - January 2015 (SEC FORM 23-B)
02/02/2015	203-2015	SM Investments Corporation	Disclosure No. 203-2015 - Clarification of News Article: "SM Group investing P80b this year"
01/13/2015	095-2015	SM Investments Corporation	Disclosure No. 095-2015 - Public Ownership Report as of December 31, 2014
01/13/2015	094-2015	SM Investments Corporation	Disclosure No. 094-2015 - Top 100 Stockholders as of December 31, 2014
01/13/2015	081-2015	SM Investments Corporation	Disclosure No. 081-2015 - Consolidated Changes in ACGR for the Year 2014
01/09/2015	047-2015	SM Investments Corporation	Disclosure No. 047-2015 - Statement of Changes in Beneficial Ownership of Securities - December 2014 (SEC FORM 23-B)
01/09/2015	046-2015	SM Investments Corporation	Disclosure No. 046-2015 - Statement of Changes in Beneficial Ownership of Securities - December 2014 (SEC FORM 23-B)

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