SM Investments Corporation | PDS Group

SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC
SM Series E Bonds Due 2021
SM 21 R19
PhP 11.66962 B5.2958%2May 19
Nov 19
Listing19-May-14
FMIC
BPIC
FMIC
SM Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B
5.6125%2May 19
Nov 19
Listing19-May-14FMIC
BPIC
FMIC
SM Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9
Listing09-Dec-16

BPIM
FMIC
-

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP9.0B8.2500%2Jun 26
Dec 26
ListingJuly 16, 2012FMIC
SCML
FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP1.0B9.1000%2Jun 25
Dec 25
ListingJuly 16, 2012FMIC
SCML
FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
11/13/20183051-2018SM Investments CorporationDisclosure No. 3051-2018 - Quarterly Report for Period Ended September 30, 2018 (SEC FORM 17-Q)
11/13/20183046-2018SM Investments CorporationDisclosure No. 3046-2018 - Statements of Changes in Beneficial Ownership of Securities - October 2018 (SEC FORM 23-B)
11/07/20182986-2018SM Investments CorporationDisclosure No. 2986-2018 - Press Release: "SM Consolidated Net Income Grows 10% in Nine Months"
10/24/20182886-2018SM Investments CorporationDisclosure No. 2886-2018 - Notice of Investors and Analysts' Briefing and Dial-in Conference Call on November 07, 2018
10/12/20182774-2018SM Investments CorporationDisclosure No. 2774-2018 - Public Ownership Report as of September 30, 2018
10/08/20182710-2018SM Investments CorporationDisclosure No. 2710-2018 - Top 100 Stockholders as of September 30, 2018
09/06/20182501-2018SM Investments CorporationDisclosure No. 2501-2018 - Statement of Changes in Beneficial Ownership of Securities - August 2018 (SEC FORM 23-B)
09/06/20182500-2018SM Investments CorporationDisclosure No. 2500-2018 - Statement of Changes in Beneficial Ownership of Securities - August 2018 (SEC FORM 23-B)
08/22/20182427-2018SM Investments CorporationDisclosure No. 2427-2018 - Clarification of News Articles: "Sy's SMIC plans to extend logistics tentacles in buy-in of Airspeed" and "SM Retail ramping up store expansion"
08/14/20182364-2018SM Investments CorporationDisclosure No. 2364-2018 - Quarterly Report for Period Ended June 30, 2018 (SEC FORM 17-Q)
08/13/20182349-2018SM Investments CorporationDisclosure No. 2349-2018 - Clarification of News Article: “SM revives Goldilocks buy-in plan”
08/13/20182332-2018SM Investments CorporationDisclosure No. 2332-2018 - Statement of Changes in Beneficial Ownership of Securities - July 2018 (SEC FORM 23-B)
08/13/20182331-2018SM Investments CorporationDisclosure No. 2331-2018 - Statement of Changes in Beneficial Ownership of Securities - July 2018 (SEC FORM 23-B)
08/13/20182330-2018SM Investments CorporationDisclosure No. 2330-2018 - Statement of Changes in Beneficial Ownership of Securities - July 2018 (SEC FORM 23-B)
08/13/20182329-2018SM Investments CorporationDisclosure No. 2329-2018 - Statement of Changes in Beneficial Ownership of Securities - July 2018 (SEC FORM 23-B)
08/09/20182291-2018SM Investments CorporationDisclosure No. 2291-2018 - Press Release: "SM Sustains Growth in H1 2018"
07/31/20182184-2018SM Investments CorporationDisclosure No. 2184-2018 - Notice of Investors and Analysts' Briefing on August 09, 2018
07/30/20182157-2018SM Investments CorporationDisclosure No. 2157-2018 - Disposition of Shares by SMIC Officer
07/18/20182099-2018SM Investments CorporationDisclosure No. 2099-2018 - Amendments to AOI
07/16/20182062-2018SM Investments CorporationDisclosure No. 2062-2018 - Clarification of News Article: "SMIC ‘extremely strong’ debt rating retained"
07/12/20181999-2018SM Investments CorporationDisclosure No. 1999-2018 - Public Ownership Report as of June 30, 2018
07/12/20181998-2018SM Investments CorporationDisclosure No. 1998-2018 - Top 100 Stockholders as of June 30, 2018
05/30/20181603-2018SM Investments CorporationDisclosure No. 1603-2018 - Notice of Record Date - Fixed Rate Series G Bonds Due 2023 (June 7, 2018)
05/30/20181596-2018SM Investments CorporationDisclosure No. 1596-2018 - Annual Corporate Governance Report for the Year 2017
05/11/20181424-2018SM Investments CorporationDisclosure No. 1424-2018 - Quarterly Report for Period Ended March 31, 2018 (SEC FORM 17-Q)
05/09/20181370-2018SM Investments CorporationDisclosure No. 1370-2018 - Press Release: "SM Consolidated Net Income Up 10% in Q1, Revenue Growth Increases to 11%"
04/26/20181204-2018SM Investments CorporationDisclosure No. 1204-2018 - Clarification of News Article: "SMIC sets P90-B capex this year"
04/25/20181196-2018SM Investments CorporationDisclosure No. 1196-2018 - Results of Organizational Meeting
04/25/20181194-2018SM Investments CorporationDisclosure No. 1194-2018 - Results of ASM: Approval of Minutes; 2017 Annual Report; Ratification of the Acts and Resolutions of BOD and Management; Election of Directors; Appoinment of External Auditor
04/25/20181191-2018SM Investments CorporationDisclosure No. 1191-2018 - Results of Board Meeting: Amendments to AOI; Cash Dividend Declaration
04/16/20181040-2018SM Investments CorporationDisclosure No. 1040-2018 - Public Ownership Report as of March 31, 2018
04/12/2018913-2018SM Investments CorporationDisclosure No. 913-2018 - Annual Report for Fiscal Year Ended December 31, 2017 (SEC Form 17-A)
04/12/2018910-2018SM Investments CorporationDisclosure No. 910-2018 - Top 100 Stockholders as of March 31, 2018
03/16/2018712-2018SM Investments CorporationDisclosure No. 712-2018 - Definitive Information Statement for Annual Stockholders' Meeting on April 25, 2018; Record Date on March 26, 2018
03/13/2018664-2018SM Investments CorporationDisclosure No. 664-2018 - Clarification of News Article: "SM Group plans to spend P66.3b to expand units"
03/02/2018535-2018SM Investments CorporationDisclosure No. 535-2018 - Supersedes Disclosure No. 509-2018 - Notice and Agenda of Annual Stockholders' Meeting on April 25, 2018; Record Date on March 26, 2018
03/01/2018509-2018SM Investments CorporationDisclosure No. 509-2018 - Notice and Agenda with Proxy Form for the Annual Stockholders' Meeting on April 25, 2018; Record Date on March 26, 2018
02/28/2018505-2018SM Investments CorporationDisclosure No. 505-2018 - Results of Board Meeting: Audited Financial Statements for the Year Ended December 31, 2017; Annual Stockholders' Meeting on April 25, 2018; Record Date on March 26, 2018
02/28/2018504-2018SM Investments CorporationDisclosure No. 504-2018 - Press Release: "SM Nets PHP33 billion in 2017"
02/02/2018313-2018SM Investments CorporationDisclosure No. 313-2018 - Clarification of News Article: "SM backs out of Goldilocks acquisition, anti-trust body says"
02/02/2018312-2018SM Investments CorporationDisclosure No. 312-2018 - Clarification of News Article: "SM backs out of Goldilocks takeover deal"
01/25/2018255-2018SM Investments CorporationDisclosure No. 255-2018 - Result of Board Meeting: Notice of Annual Stockholders' Meeting on April 25, 2018
01/15/2018147-2018SM Investments CorporationDisclosure No. 147-2018 - Public Ownership Report as of December 31, 2017
01/12/2018123-2018SM Investments CorporationDisclosure No. 123-2018 - Top 100 Stockholders as of December 31, 2017
01/11/2018100-2018SM Investments CorporationDisclosure No. 100-2018 - Supersedes Disclosure No. 098-2018 - Philippine Competition Commission Approval of Goldilocks Bakeshop, Inc. Acquisition
01/11/2018098-2018SM Investments CorporationDisclosure No. 098-2018 - Philippine Competition Commission Approval of Goldilocks Bakeshop, Inc. Acquisition
01/11/2018097-2018SM Investments CorporationDisclosure No. 097-2018 - Statement of Changes in Beneficial Ownership of Securities - December 2017 (SEC FORM 23-B)
01/10/2018084-2018SM Investments CorporationDisclosure No. 084-2018 - Clarification of News Report: "SM-Goldilocks deal gets PCC go-signal"

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