SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series I Fixed Rate Bonds Due 2025SM 02-25PhP 7.5 B3.5915%2Feb 18
Aug 18		Listing18-Feb-22MBML
EWBC		FMIC
SMIC Series J Fixed Rate Bonds Due 2027SM 27 R25PhP 7.5 B4.7713%2Feb 18
Aug 18		Listing18-Feb-22MBML
SBMN		FMIC

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP 9.0 B8.2500%2Jun 26
Dec 26		Listing16-Jul-12FMIC
SCML		FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP 1.0 B9.1000%2Jun 25
Dec 25		Listing16-Jul-12FMIC
SCML		FMIC
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16		Listing16-Jul-12FMIC
SCML		BPIC
FMIC
SMIC Series E Bonds Due 2021
SM 21 R19PhP 11.66962 B5.2958%2May 19
Nov 19		Listing19-May-14
FMIC
BPIC
FMIC
SMIC Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B5.6125%2May 19
Nov 19		Listing19-May-14FMIC
BPIC
FMIC
SMIC Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9 		Listing09-Dec-16

BPIM
FMIC		-
SMIC Fixed Rate Notes Due 2022ES SM 01-22PhP 5.6 B2.8750%2Jan 22
Jul 22		Enrollment22-Jul-20MBML-
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16		Listing16-Jul-12MBML
SCML		BPIC
FMIC
SMIC Series H Fixed Rate Bonds Due 2024SM 04-24PhP 10.0 B3.3613%2Apr 02
Oct 02		Listing02-Oct-20MBML
SBMN		BPIC
FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
12/02/2013943-2013SM Investments CorporationDisclosure No. 943-2013 - SM Investments Corporation - Completion of Acquisition of Entire Equity Interests of CPI Asia Ten B.V. in Various Property Companies.pdf
11/13/2013904-2013 SM Investments CorporationDisclosure No. 904-2013 - SM Investments Corporation - Shareholdings in Highlands Prime Inc. as of October 31, 2013.pdf
11/13/2013903-2013 SM Investments CorporationDisclosure No. 903-2013 - SM Investments Corporation - Shareholdings in SM Development Corporation as of October 31, 2013.pdf
11/11/2013892-2013 SM Investments CorporationDisclosure No. 892-2013 - SM Investments Corporation - Clarification of News Article SM geothermal unit eyes public offering.pdf
11/08/2013881-2013 SM Investments CorporationDisclosure No. 881-2013 - SM Investments Corporation - Quarterly Report for Period Ended September 30, 2013.pdf
11/08/2013880-2013 SM Investments CorporationDisclosure No. 880-2013 - SM Investments Corporation - Press Release SM Investments 9-month Net Income Up 14% to Php18.5 billion.pdf
11/08/2013879-2013 SM Investments CorporationDisclosure No. 879-2013 - SM Investments Corporation - Clarification of News Article SM group acquires 5 office towers in BGC.pdf
11/06/2013871-2013 SM Investments CorporationDisclosure No. 871-2013 - SM Investments Corporation - Share Purchase Agreement with CPI Asia Ten B.V. for Acquisition of Entire Stake in Various Property Companies.pdf
11/06/2013870-2013 SM Investments CorporationDisclosure No. 870-2013 - SM Investments Corporation - Board Authorization to Acquire and Purchase CPI Asia Ten B.V.'s Investments in Shares of Stock of Several Companies.pdf
11/06/2013869-2013 SM Investments CorporationDisclosure No. 869-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - October 2013 (SEC FORM 23-B).pdf
11/06/2013868-2013 SM Investments CorporationDisclosure No. 868-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - October 2013 (SEC FORM 23-B).pdf
10/17/2013841-2013SM Investments CorporationDisclosure No. 841-2013 - SM Investments Corporation - Change in Number of Issued and Outstanding Shares Due to Additional Issuance of Shares as Stock Dividends.pdf
10/16/2013827-2013SM Investments CorporationDisclosure No. 827-2013 - SM Investments Corporation - Public Ownership Report for Quarter Ended September 30, 2013.pdf
10/11/2013820-2013SM Investments CorporationDisclosure No. 820-2013 - SM Investments Corporation - Top 100 Stockholders as of September 30, 2013.pdf
10/11/2013819-2013SM Investments CorporationDisclosure No. 819-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - September 2013 (SEC FORM 23-B).pdf
10/04/2013806-2013SM Investments CorporationDisclosure No. 806-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - September 2013 (SEC FORM 23-B).pdf
10/04/2013805-2013SM Investments CorporationDisclosure No. 805-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - September 2013 (SEC FORM 23-B).pdf
10/02/2013801-2013SM Investments CorporationDisclosure No. 801-2013 - SM Investments Corporation - Clarification of News Article SM offers to reclaim Mla Bay area.pdf
09/11/2013776-2013SM Investments CorporationDisclosure No. 776-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - September 2013 (SEC FORM 23-B).pdf
09/11/2013775-2013SM Investments CorporationDisclosure No. 775-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - September 2013 (SEC FORM 23-B).pdf
09/04/2013762-2013SM Investments CorporationDisclosure No. 762-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
09/04/2013761-2013SM Investments CorporationDisclosure No. 761-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
09/04/2013760-2013SM Investments CorporationDisclosure No. 760-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
09/04/2013759-2013SM Investments CorporationDisclosure No. 759-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
09/02/2013755-2013SM Investments CorporationDisclosure No. 755-2013 - SM Investments Corporation - Clarification of News Articles.pdf
08/08/2013722-2013SM Investments CorporationDisclosure No. 722-2013 - SM Investments Corporation - PurchaseCancellation of SMIC Series C Fixed Rate Bonds Due 2019.pdf
08/08/2013718-2013SM Investments CorporationDisclosure No. 718-2013 - SM Investments Corporation - Quarterly Report for Period Ended June 30, 2013(SEC FORM 17-Q).pdf
08/08/2013716-2013SM Investments CorporationDisclosure No. 716-2013 - SM Investments Corporation - Press Release SM Investments First Semester Net Income Up 16% to Php13 billion.pdf
08/08/2013714-2013SM Investments CorporationDisclosure No. 714-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
08/08/2013713-2013SM Investments CorporationDisclosure No. 713-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - August 2013 (SEC FORM 23-B).pdf
08/06/2013703-2013SM Investments CorporationDisclosure No. 703-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - July 2013 (SEC FORM 23-B).pdf
08/05/2013699-2013SM Investments CorporationDisclosure No.699-2013 - SM Investments Corporation - Notice of Media and Analyst Briefing on August 8, 2013.pdf
08/02/2013695-2013SM Investments CorporationDisclosure No. 695-2013 - SM Investments Corporation - Change in the Number of Issued and Outstanding Common Shares Resulting from the Top-Up Placement.pdf
08/02/2013692-2013SM Investments CorporationDisclosure No. 692-2013 - SM Investments Corporation - Press Release SM Announces Top-Up Placement of Shares.pdf
07/31/2013685-2013SM Investments CorporationDisclosure No. 685-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - July 2013 (SEC FORM 23-B).pdf
07/30/2013678-2013SM Investments CorporationDisclosure No. 678-2013 - SM Investments Corporation - Press Release SM launches ADR Level 1 Program.pdf
07/16/2013653-2013SM Investments CorporationDisclosure No. 653-2013 - SM Investments Corporation - Change in the Number of Outstanding Shares Due to Additional Issuance of Shares as Stock Dividends.pdf
07/10/2013626-2013SM Investments CorporationDisclosure No. 626-2013 - SM Investments Corporation - Top 100 Stockholders for Quarter Ended June 30, 2013.pdf
07/10/2013625-2013SM Investments CorporationDisclosure No. 625-2013 - SM Investments Corporation - Adjustment in Conversion Price of US$250M Convertible Bonds.pdf
07/09/2013620-2013SM Investments CorporationDisclosure No. 620-2013 - SM Investments Corporation - Public Ownership Report as of June 30, 2013.pdf
07/04/2013609-2013SM Investments CorporationDisclosure No. 609-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - July 2013 (SEC FORM 23-B).pdf
07/04/2013608-2013SM Investments CorporationDisclosure No. 608-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - June 2013 (SEC FORM 23-B).pdf
06/24/2013582-2013SM Investments CorporationDisclosure No. 582-2013 - SM Investments Corporation - SEC Approval on the Increase of Authorized Capital Stock and Amendment to the Articles of Incorporation of SMIC.pdf
06/17/2013570-2013SM Investments CorporationDisclosure No. 570-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - June 2013 (SEC FORM 23-B).pdf
06/05/2013554-2013SM Investments CorporationDisclosure No. 554-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - June 2013 (SEC FORM 23-B).pdf
06/03/2013550-2013SM Investments CorporationDisclosure no. 550-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - May 2013 (SEC FORM 23-B).pdf
05/31/2013545-2013SM Investments CorporationDisclosure No. 545-2013 - SM Investments Corporation - Press Release SMIC and SM Prime announce plans to consolidate SMIC's real estate businesses.pdf
05/31/2013544-2013SM Investments CorporationDisclosure No. 544-2013 - SM Investments Corporation - Voluntary Full-Day Trading Halt.pdf
05/24/2013513-2013SM Investments CorporationDisclosure No. 513-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - May 2013 (SEC FORM 23-B).pdf
05/21/2013501-2013SM Investments CorporationDisclosure No. 501-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - May 2013 (SEC FORM 23-B).pdf
05/15/2013485-2013SM Investments CorporationDisclosure No. 485-2013 - SM Investments Corporation - Quarterly Report for period ended March 31, 2013(SEC FORM 17-Q).pdf
05/15/2013473-2013SM Investments CorporationDisclosure No. 473-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - May 2013 (SEC FORM 23-B).pdf
05/09/2013457-2013SM Investments CorporationDisclosure No. 457-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - May 2013 (SEC FORM 23-B).pdf
05/06/2013432-2013SM Investments CorporationDisclosure No. 432-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 2013 (SEC FORM 23-B).pdf
04/26/2013399-2013SM Investments CorporationDisclosure No. 399-2013 - Board Approval of Declaration of Cash and Stock Dividends, Increase in Authorized Capital Stock; Results of ASM and Organizational Meeting of Board of Directors.pdf
04/25/2013398-2013SM Investments CorporationDisclosure No. 398-2013 - SM Investments Corporation - Press Release SM Investments First Quarter Net Income Up 22% to Php7.4 billion.pdf
04/24/2013394-2013SM Investments CorporationDisclosure No. 394-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 2013 (SEC FORM 23-B).PDF
04/18/2013362-2013SM Investments CorporationDisclosure No. 362-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 2013 (SEC FORM 23-B).pdf
04/17/2013359-2013SM Investments CorporationDisclosure No. 359-2013 - SM Investments Corporation - Clarification of News Articles.pdf
04/16/2013345-2013SM Investments CorporationDisclosure No. 345-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 2013 (SEC FORM 23-B).pdf
04/15/2013338-2013SM Investments CorporationDisclosure No. 338-2013 - SM Investments Corporation - Clarification of News Articles.pdf
04/15/2013334-2013SM Investments CorporationDisclosure No. 334-2013 - SM Investments Corporation - Top 100 Stockholders as of March 31, 2013.pdf
04/15/2013333-2013SM Investments CorporationDisclosure No. 333-2013 - SM Investments Corporation - Public Ownership Report for Quarter Ended March 31, 2013.pdf
04/15/2013332-2013SM Investments CorporationDisclosure No. 332-2013 - SM Investments Corporation - Annual Report for Fiscal Year Ended December 31, 2012.pdf
04/11/2013315-2013SM Investments CorporationDisclosure No. 315-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 2013 (SEC FORM 23-B).pdf
04/08/2013304-2013SM Investments CorporationDisclosure No. 304-2013 - SM Investments Corporation - Purchase Cancellation of SMIC Series C and D Fixed Rate Bonds Due 2019 and 2022.pdf
04/05/2013297-2013SM Investments CorporationDisclosure No. 297-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - April 20.pdf
04/03/2013286-2013SM Investments CorporationDisclosure No. 286-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - March 2013 (SEC FORM 23-B).pdf
03/27/2013274-2013SM Investments CorporationDisclosure No. 274-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - March 2013 (SEC FORM 23-B).pdf
03/27/2013273-2013SM Investments CorporationDisclosure No. 273-2013 - SM Investments Corporation - Compliance Report on Corporate Governance for year 2012 .pdf
03/25/2013269-2013SM Investments CorporationDisclosure No. 269-2013 - SM Investments Corporation - Clarification of News Article SM plans more Park Inn hotels.pdf
03/25/2013268-2013SM Investments CorporationDisclosure No. 268-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - March 2013 (SEC FORM 23-B).pdf
03/22/2013263-2013SM Investments CorporationDisclosure No. 263-2013 - SM Investments Corporation - Definitive Information Statement for Annual Stockholders' Meeting on April 25, 2013, Record Date on March 26, 2013.pdf
03/18/2013242-2013SM Investments CorporationDisclosure No. 242-2013 - SM Investments Corporation - Clarification of News Article Three SM companies set for consolidation.pdf
03/13/2013231-2013SM Investments CorporationDisclosure No. 231-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - March 2013 (SEC FORM 23-B).pdf
03/11/2013220-2013SM Investments CorporationDisclosure No. 220-2013 - SM Investments Corporation - Preliminary Information Statement for Annual Stockholders' Meeting on April 25, 2013, Record Date on March 26, 2013.pdf
03/06/2013202-2013SM Investments CorporationDisclosure No. 202-2013 - SM Investments Corporation - Annual Stockholders' Meeting on April 25, 2013, Record Date on March 26, 2013; Analysts and Press' Briefing on April 25, 2013.pdf
03/06/2013201-2013SM Investments CorporationDisclosure No. 201-2013 - SM Investments Corporation - Press Release SM Investments Expands Net Income 16.3% to Php24.7 billion.pdf
02/28/2013182-2013SM Investments CorporationDisclosure No. 182-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - February 2013 (SEC FORM 23-B).pdf
02/22/2013156-2013SM Investments CorporationDisclosure No. 156-2013 - SM Investments Corporation - Statement of Changes in Beneficial Ownership of Securities - February.pdf
02/20/2013145-2013SM Investments CorporationDisclosure No. 145-2013 - SM Investments Corporation - Clarification of News Article Investors snap up SM Prime shares on merger rumors.pdf
02/19/2013139-2013SM Investments CorporationDisclosure No. 139-2013 - SM Investments Corporation - Statements of Changes in Beneficial Ownership of Securities - February 2013 (SEC FORM 23-B).pdf
02/14/2013128-2013SM Investments CorporationDisclosure No. 128-2013 - SM Investments Corporation - Clarification of News article More firms interested in airport PPP.pdf
02/07/2013114-2013SM Investments CorporationDisclosure No. 114-2013 - SM Investments Corporation - Statements of Changes in Beneficial Ownership of Securities - February 2013 (SEC FORM 23-B).pdf
02/06/2013110-2013SM Investments CorporationDisclosure Mo. 110-2013 - SM Investments Corporation - Certification on Compliance with Manual on Corporate Governance (SEC Form 17-C).pdf
01/21/2013065-2013SM Investments CorporationDisclosure No. 065-2013 - SM Investments Corporation - Clarification of News Article SM eyes 50-50 partnership with Waltermart.pdf
01/18/2013059-2013SM Investments CorporationDisclosure No. 059-2013 - SM Investments Corporation - Supplement to Previous Disclosure Re Joint Venture Agreement among SM Retail, Inc., SMPH and Waltermart Group of Companies.pdf
01/11/2013026-2013SM Investments CorporationDisclosure No. 026-2013 - SM Investments Corporation - Top 100 Stockholders as of December 31, 2012.pdf
01/07/2013014-2013SM Investments CorporationDisclosure No. 014-2013 - SM Investments Corporation - Joint Venture Agreement among SM Retail, Inc., SMPH and Waltermart Group of Companies.pdf
01/07/2013009-2013SM Investments CorporationDisclosure No. 009-2013 - SM Investments Corporation - Statements of Changes in Beneficial Ownership of Securities - December 2012 (SEC FORM 23-B).pdf
01/07/2013008-2013SM Investments CorporationDisclosure No. 008-2013 - SM Investments Corporation - Statements of Changes in Beneficial Ownership of Securities - December 2012 (SEC FORM 23-B).pdf
01/07/2013007-2013SM Investments CorporationDisclosure No. 007-2013 - SM Investments Corporation - Statements of Changes in Beneficial Ownership of Securities - December 2012 (SEC FORM 23-B).pdf

Other Downloadable Documents

 

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