SM Corp_PH_CMYK_POS

 

 

 

SM Prime Holdings, Inc. (SMPH)
Mall of Asia Arena Annex Building
Coral Way cor. J.W. Diokno Boulevard
Mall of Asia Complex, Brgy. 76, Zone 10
CBP-1A, Pasay City
1300 Philippines
www.smprime.com

Listed Outstanding Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMPH Series C Bonds Due 2024SMPH 24 R21PhP 2.60170 B5.7417%4Mar 01
Jun 01
Sep 01
Dec 01		Listing01-Sep-14BPIM
MBML
BPIC
FMIC
SMPH Series E Bonds Due 2025SMPH 25 R23PhP 2.03104 B4.7990%4Feb 25
May 25
Aug 25
Nov 25		Listing25-Nov-15BPIM
MBML		FMIC
SMPH Series F Bonds Due 2026SMPH 26 R23PhP 10.0 B4.2005%4Jan 26
Apr 26
Jul 26
Oct 26 		Listing26-Jul-16 BPIM
MBML		-
SMPH Series G Bonds Due 2024 SMPH 05-24 R22PhP 20.0 B5.1683%2May 18
Nov 18		Listing18-May-17MBML
PNB		BPIC
SMPH Series I Bonds Due 2025SMPH 03-25 R23PhP 10.0 B6.0804%2Mar 01
Sep 01		Listing01-Mar-18MBML
PNBM		FMIC
SMPH Series K Bonds Due 2025SMPH K 03-25 R23PhP 11.37254 B4.8643%2Mar 25
Sep 25		Listing25-Mar-20BPIC
MBML		FMIC
SMPH Series L Bonds Due 2027SMPH 27 R25PhP 3.62746 B5.0583%2Mar 25
Sep 25		Listing25-Mar-20BPIC
MBML		FMIC
SMPH Series N Bonds Due 2026SMPH 26 R24PhP 2.5 B3.8547%2Feb 05
Aug 05		Listing05-Feb-21SBMN
MBML		FMIC
SMPH Series O Bonds Due 2028SMPH 28 R26PhP 10 B5.0994%2Nov 15
May 15		Listing15-Nov-21SBMN
MBML		FMIC
SMPH Series P Bonds Due 2027SMPH 04-27 R25PhP 10.91801 B5.6141%2Apr 22
Oct 22		Listing22-Apr-22EWBC
MBML		-
SMPH Series Q Bonds Due 2029SMPH 29 R27PhP 13.02990 B6.1175%2Apr 22
Oct 22		Listing22-Apr-22EWBC
MBML		-
SMPH Series R Bonds Due 2032SMPH 32 R29PhP 6.05209 B6.5432%2Apr 22
Oct 22		Listing22-Apr-22EWBC
MBML		-
SMPH Series S Fixed Rate Bonds Due 2025SMPH 11-25PhP 16.03098 B6.2069%2May 23
Nov 23
Listing23-May-23EWBC
MBML		-
SMPH Series T Fixed Rate Bonds Due 2027SMPH 05-27 R25PhP 6.23651 B6.2151%2May 23
Nov 23
Listing23-May-23EWBC
MBML		-
SMPH Series U Fixed Rate Bonds Due 2029SMPH 05-29 R27PhP 11.03251 B6.3275%2May 23
Nov 23
Listing23-May-23EWBC
MBML		-

Matured or Redeemed Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMPH Series A Bonds Due 2020SMPH 03-20PhP 15.03574 B5.1000%4Mar 01
Jun 01
Sep 01
Dec 01		Listing01-Sep-14BPIM
FMIC
BPIC
FMIC
SMPH Series D Bonds Due 2021SMPH 02-21PhP 17.96896 B4.5095%4Feb 25
May 25
Aug 25
Nov 25		Listing25-Nov-15BPIM
FMIC		FMIC
SMPH Series B Bonds Due 2021SMPH 21 R19PhP 2.36256 B5.2006%4Mar 01
Jun 01
Sep 01
Dec 01		Listing01-Sep-14BPIM
FMIC
BPIC
FMIC
SMPH Series J Bonds Due 2022SMPH 05-22PhP 10.0 B6.2223%2May 17
Nov 17		Listing17-May-19BPIM
MBML		BPIC
FMIC
SMPH Series H Bonds Due 2023SMPH 23 R21PhP 10.0 B5.6630%2Mar 01
Sep 01		Listing01-Mar-18MBML
BPIM		FMIC
SMPH Series M Bonds Due 2023SMPH 08-23PhP 7.5 B2.4565%2Feb 05
Aug 05		Listing05-Feb-21SBMN
MBML		FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
12/19/20162413-2016SM Prime Holdings, Inc.Disclosure No. 2413-2016 - Press Release: "SM City Tianjin: SM Prime’s 7th mall in China"
12/05/20162321-2016SM Prime Holdings, Inc.Disclosure No. 2321-2016 - Press Release: "SM Prime Opens SM City East Ortigas"
11/08/20162118-2016SM Prime Holdings, Inc.Disclosure No. 2118-2016 - Quarterly Report for Period Ended September 30, 2016 (SEC FORM 17-Q)
11/07/20162110-2016SM Prime Holdings, Inc.Disclosure No. 2110-2016 - Press Release: "SM Prime's Consolidated Net Income up by 15% in 3Q2016"
10/14/20161970-2016SM Prime Holdings, Inc.Disclosure No. 1970-2016 - Notice of Record Dates - SMPH Series F Bonds Due 2026 (October 2016 to July 2026)
10/10/20161921-2016SM Prime Holdings, Inc.Disclosure No. 1921-2016 - Top 100 Stockholders as of September 30, 2016
10/10/20161920-2016SM Prime Holdings, Inc.Disclosure No. 1920-2016 - Public Ownership Report as of September 30, 2016
09/28/20161854-2016SM Prime Holdings, Inc.Disclosure No. 1854-2016 - Clarification of News Article: "SM Prime sets P60B-P70B capex for 2017"
09/26/20161841-2016SM Prime Holdings, Inc.Disclosure No. 1841-2016 - Statement of Changes in Beneficial Ownership of Securities - September 2016 (SEC FORM 23-B)
08/09/20161591-2016SM Prime Holdings, Inc.Disclosure No. 1591-2016 - Clarification of News Article: "SM Prime plans to raise US$1B via REIT"
08/05/20161568-2016SM Prime Holdings, Inc.Disclosure No. 1568-2016 - Clarification of News Article: "SM Prime expects to issue P10B-P15B bonds next year"
08/02/20161529-2016SM Prime Holdings, Inc.Disclosure No. 1529-2016 - Quarterly Report for Period Ended June 30, 2016 (SEC FORM 17-Q)
08/01/20161525-2016SM Prime Holdings, Inc.Disclosure No. 1525-2016 - Press Release: "SM Prime Core Net Income Rises 12% in 1H2016"
08/01/20161524-2016SM Prime Holdings, Inc.Disclosure No. 1524-2016 - Appointment of Officer
07/29/20161519-2016SM Prime Holdings, Inc.Disclosure No. 1519-2016 - Supersedes Disclosure No. 1410-2016 - Public Ownership Report as of June 30, 2016
07/28/20161503-2016SM Prime Holdings, Inc.Disclosure No. 1503-2016 - Press Release: "SM Prime marked 3rd listing of Retail Bonds with issuance of PhP 10 Billion fixed rate bonds due 2026"
07/15/20161415-2016SM Prime Holdings, Inc.Disclosure No. 1415-2016 - Top 100 Stockholders as of June 30, 2016
07/14/20161410-2016SM Prime Holdings, Inc.Disclosure No. 1410-2016 - Public Ownership Report as of June 30, 2016
07/12/20161363-2016SM Prime Holdings, Inc.Disclosure No. 1363-2016 - Press Release: "SM Prime Php10 Billion Retail Bonds Priced at 4.2005% p.a."
07/12/20161361-2016SM Prime Holdings, Inc.Disclosure No. 1361-2016 - Clarification of News Article: "SM Prime cleared to raise P60b"
07/07/20161327-2016SM Prime Holdings, Inc.Disclosure No. 1327-2016 - Supersedes Disclosure No. 1318-2016 - Clarification of News Article: "Hans Sy to bow out of SM"
07/05/20161318-2016SM Prime Holdings, Inc.Disclosure No. 1318-2016 - Clarification of News Article: "Hans Sy to bow out of SM"
07/01/20161299-2016SM Prime Holdings, Inc.Disclosure No. 1299-2016 - Statement of Changes in Beneficial Ownership of Securities - July 2016 (SEC FORM 23-B)
06/21/20161220-2016SM Prime Holdings, Inc.Disclosure No. 1220-2016 - Press Release: "SM Prime Bagged Three Awards in Asian Excellence Award 2016"
06/20/20161211-2016SM Prime Holdings, Inc.Disclosure No. 1211-2016 - Clarification of News Article: "SM eyes Harrison Plaza redevelopment"
06/06/20161127-2016SM Prime Holdings, Inc.Disclosure No. 1127-2016 - Clarification of News Article: "SM Prime to sell P10-b bonds"
05/19/20161003-2016SM Prime Holdings, Inc.Disclosure No. 1003-2016 - Philratings Assigned a Rating of PRS Aaa to SM Prime Proposed Bond Issue
05/17/2016968-2016SM Prime Holdings, Inc.Disclosure No. 968-2016 - Press Release: "SM Prime to Issue up to Php5 Billion Fixed Rate Retail Bonds with an over subscription option of up to Php5 Billion"
05/12/2016913-2016SM Prime Holdings, Inc.Disclosure No. 913-2016 - Press Release: "SM Prime Accelerates Expansion with Opening of 58th Mall in the Country"
05/02/2016818-2016SM Prime Holdings, Inc.Disclosure No. 818-2016 - Quarterly Report for Period Ended March 31, 2016 (SEC FORM 17-Q)
05/02/2016817-2016SM Prime Holdings, Inc.Disclosure No. 817-2016 - Press Release: "SM Prime’s Recurring Net Income Up 12% in 1Q2016"
04/28/2016797-2016SM Prime Holdings, Inc.Disclosure No. 797-2016 - Press Release: "SM Prime expands further North of Metro Manila with new mall in Bulacan"
04/27/2016789-2016SM Prime Holdings, Inc.Disclosure No. 789-2016 - Clarification of News Article: "SM Prime eyes Harrizon Plaza property"
04/22/2016750-2016SM Prime Holdings, Inc.Disclosure No. 750-2016 - Top 100 Stockholders as of March 31, 2016
04/22/2016749-2016SM Prime Holdings, Inc.Disclosure No. 749-2016 - Public Ownership Report as of March 31, 2016
04/18/2016707-2016SM Prime Holdings, Inc.Disclosure No. 707-2016 - Clarification of News Article: "SM nears deal on Cebu reclamation project"
04/15/2016687-2016SM Prime Holdings, Inc.Disclosure No. 687-2016 - Annual Report for Fiscal Year Ended December 31, 2015 (SEC FORM 17-A)
04/13/2016648-2016SM Prime Holdings, Inc.Disclosure No. 648-2016 - Clarification of News Article: "SM Prime to issue P70-billion retail bonds"
04/13/2016644-2016SM Prime Holdings, Inc.Disclosure No. 644-2016 - Press Release: "SM Prime to Earmark PHP180 Billion for 3-Year Expansion"
04/12/2016638-2016SM Prime Holdings, Inc.Disclosure No. 638-2016 - Results of Board Meeting: Cash Dividend Declaration; Results of ASM: Approval of Minutes, 2015 Annual Report, Ratification of All Acts, Election of Directors, Appointment of External Auditor; Results of Organizational Meeting
04/01/2016559-2016SM Prime Holdings, Inc.Disclosure No. 559-2016 - Compliance Report on Corporate Governance for the Year 2015
03/29/2016530-2016SM Prime Holdings, Inc.Disclosure No. 530-2016 - Clarification of News Article: "Bidding for Laguna dike project fails"
03/09/2016414-2016SM Prime Holdings, Inc.Disclosure No. 414-2016 - Definitive Information Statement for Annual Stockholders' Meeting on April 12, 2016; Record Date on March 14, 2016
03/09/2016413-2016SM Prime Holdings, Inc.Disclosure No. 413-2016 - Notice and Agenda of Annual Stockholders' Meeting on April 12, 2016; Record Date on March 14, 2016
03/09/2016412-2016SM Prime Holdings, Inc.Disclosure No. 412-2016 - Results of Board Meeting: Notice of Annual Stockholders' Meeting on April 12, 2016; Record Date on March 14, 2016, Notice of Analysts and Press Briefing on April 12, 2016, Amendment of By-Laws, Declaration of the Vacancy of a Board Seat, Creation of a Separate Risk Committee and Election of its Members, Creation of a Committee of Independent Directors to Review Significant Related Party Transactions and Election of its Members
03/01/2016362-2016SM Prime Holdings, Inc.Disclosure No. 362-2016 - Preliminary Information Statement for Annual Stockholders' Meeting on April 12, 2016; Record Date on March 14, 2016
02/24/2016323-2016SM Prime Holdings, Inc.Disclosure No. 323-2016 - Supersedes Disclosure No. 308-2016 - Results of Board Meeting: Approval of Annual Stockholders' Meeting on April 12, 2016 (Record Date: March 14, 2016), Analysts' and Press Briefing, Amendment of By-Laws, Declaration of Board Seat Vacancy, Creation and Election of Directors of Separate Risk Committee and Related Party Transactions Review Committee
02/22/2016308-2016SM Prime Holdings, Inc.Disclosure No. 308-2016 - Results of Board Meeting: Approval of Annual Stockholders' Meeting on April 12, 2016 (Record Date: March 14, 2016), Amendment of By-Laws, Declaration of Board Seat Vacancy, Creation and Election of Directors of Separate Risk Committee and Related Party Transactions Review Committee
02/10/2016265-2016SM Prime Holdings, Inc.Disclosure No. 265-2016 - Statement of Changes in Beneficial Ownership of Securities - January 2016 (SEC FORM 23-B)
01/28/2016191-2016SM Prime Holdings, Inc.Disclosure No. 191-2016 - Notice of Record Dates - SMPH Series D Bonds Due 2021 (February 2016 to February 2021) and SMPH Series E Bonds Due 2025 (February 2016 to November 2025)
01/11/2016065-2016SM Prime Holdings, Inc.Disclosure No. 065-2016 - Top 100 Stockholders as of December 31, 2015
01/11/2016064-2016SM Prime Holdings, Inc.Disclosure No. 064-2016 - Public Ownership Report as of December 31, 2015
01/08/2016045-2016SM Prime Holdings, Inc.Disclosure No. 045-2016 - Consolidated Changes in ACGR for the Year 2015

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