SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series H Fixed Rate Bonds Due 2024SM 04-24PhP 10.0 B3.3613%2Apr 02
Oct 02
Listing02-Oct-20MBML
SBMN
BPIC
FMIC
SMIC Series I Fixed Rate Bonds Due 2025SM 02-25PhP 7.5 B3.5915%2Feb 18
Aug 18
Listing18-Feb-22MBML
EWBC
FMIC
SMIC Series J Fixed Rate Bonds Due 2027SM 27 R25PhP 7.5 B4.7713%2Feb 18
Aug 18
Listing18-Feb-22MBML
SBMN
FMIC

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP 9.0 B8.2500%2Jun 26
Dec 26
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP 1.0 B9.1000%2Jun 25
Dec 25
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC
SMIC Series E Bonds Due 2021
SM 21 R19PhP 11.66962 B5.2958%2May 19
Nov 19
Listing19-May-14
FMIC
BPIC
FMIC
SMIC Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B5.6125%2May 19
Nov 19
Listing19-May-14FMIC
BPIC
FMIC
SMIC Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9
Listing09-Dec-16

BPIM
FMIC
-
SMIC Fixed Rate Notes Due 2022ES SM 01-22PhP 5.6 B2.8750%2Jan 22
Jul 22
Enrollment22-Jul-20MBML-
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16
Listing16-Jul-12MBML
SCML
BPIC
FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
12/23/20141589-2014SM Investments CorporationDisclosure No. 1589-2014 - Press Release: Multi-Realty Development Corporation, a subsidiary of SM Investments Corporation, has sold a portion of its stake in BDO Unibank
12/09/20141526-2014SM Investments CorporationDisclosure No. 1526-2014 - Statement of Changes in Beneficial Ownership of Securities - November 2014 (SEC FORM 23-B)
12/09/20141525-2014SM Investments CorporationDisclosure No. 1525-2014 - Statement of Changes in Beneficial Ownership of Securities - November 2014 (SEC FORM 23-B)
12/09/20141524-2014SM Investments CorporationDisclosure No. 1524-2014 - Statement of Changes in Beneficial Ownership of Securities - November 2014 (SEC FORM 23-B)
12/09/20141523-2014SM Investments CorporationDisclosure No. 1523-2014 - Statement of Changes in Beneficial Ownership of Securities - November 2014 (SEC FORM 23-B)
12/09/20141522-2014SM Investments CorporationDisclosure No. 1522-2014 - Statement of Changes in Beneficial Ownership of Securities - November 2014 (SEC FORM 23-B)
11/13/20141387-2014SM Investments CorporationDisclosure No. 1387-2014 - Quarterly Report for Period Ended September 30, 2014 (SEC FORM 17-Q)
11/07/20141339-2014SM Investments CorporationDisclosure No. 1339-2014 - Statement of Changes in Beneficial Ownership of Securities - October 2014 (SEC FORM 23-B)
11/06/20141325-2014SM Investments CorporationDisclosure No. 1325-2014 - Press Release: "SM Posts PHP18.2 Billion in Net Income in First Nine Months"
11/06/20141324-2014SM Investments CorporationDisclosure No. 1324-2014 - Result of Board Meeting: Appointment of Corporate Secretary
11/04/20141320-2014SM Investments CorporationDisclosure No. 1320-2014 - Postponement of Media and Analysts' Briefing on November 6, 2014
10/31/20141307-2014SM Investments CorporationDisclosure No. 1307-2014 - Notice of Media and Analysts' Briefing on November 6, 2014 re: Third Quarter 2014 Financial Results
10/27/20141287-2014SM Investments CorporationDisclosure No. 1287-2014 - Notice of Record Dates - SMIC Series E Bonds Due 2021 (November 2014 to May 2021) & SMIC Series F Bonds Due 2024 (November 2014 to May 2024)
10/13/20141192-2014SM Investments CorporationDisclosure No. 1192-2014 - Top 100 Stockholders as of September 30, 2014
10/13/20141191-2014SM Investments CorporationDisclosure No. 1191-2014 - Public Ownership Report as of September 30, 2014
08/15/2014966-2014SM Investments CorporationDisclosure No. 966-2014 - Quarterly Report for Period Ended June 30, 2014 (SEC FORM 17-Q)
08/07/2014919-2014SM Investments CorporationDisclosure No. 919-2014 - Press Release: "SM Posts PHP 12.3 Billion in Net Income in First Half"
08/04/2014886-2014SM Investments CorporationDisclosure No. 886-2014 - Notice of Media and Analysts' Briefing on August 7, 2014 re: First Half of 2014 Financial Results
07/31/2014876-2014SM Investments CorporationDisclosure No. 876-2014 - Amendment of Manual on Corporate Governance
07/21/2014832-2014SM Investments CorporationDisclosure No. 832-2014 - Clarification of News Article: "SMIC mulls feasibility of bringing in Indon convenience store chain"
07/10/2014781-2014SM Investments CorporationDisclosure No. 781-2014 - Top 100 Stockholders as of June 30, 2014
07/10/2014780-2014SM Investments CorporationDisclosure No. 780-2014 - Public Ownership Report as of June 30, 2014
06/09/2014661-2014SM Investments CorporationDisclosure No. 661-2014 - Statement of Changes in Beneficial Ownership of Securities - May 2014 (SEC FORM 23-B)
06/04/2014646-2014SM Investments CorporationDisclosure No. 646-2014 - Press Release: "SM Prices USD350 million 10-year Bond Issue"
06/04/2014644-2014SM Investments CorporationDisclosure No. 644-2014 - Press Release: "SM To Issue Long-term US Dollar Bonds"
06/02/2014632-2014SM Investments CorporationDisclosure No. 632-2014 - Amended Articles of Incorporation
05/20/2014595-2014SM Investments CorporationDisclosure No. 595-2014 - Clarification of News Article: "SM open to joining Manila Bay airport"
05/14/2014553-2014SM Investments CorporationDisclosure No. 553-2014 - Quarterly Report for Period Ended March 31, 2014 (SEC FORM 17-Q)
05/14/2014552-2014SM Investments CorporationDisclosure No. 552-2014 - Press Release: "SM Posts PHP 6.24 Billion in Net Income in First Quarter"
05/02/2014471-2014SM Investments CorporationDisclosure No. 471-2014 - Purchase/Cancellation of SMIC Series C & D Fixed Rate Bonds
05/02/2014470-2014SM Investments CorporationDisclosure No. 470-2014 - Results of Board Meeting: Cash Dividend Declaration; Results of ASM: Approval of 2013 Annual Report, Ratification of Acts, Approval of Amended AOI, Election of Directors, Appointment of External Auditor; Results of Organizational Meeting
04/30/2014466-2014SM Investments CorporationDisclosure No. 466-2014 - Clarification of News Article: "Tatang's successor"
04/28/2014461-2014SM Investments CorporationDisclosure No. 461-2014 - Press Release: "SMIC Prices Php 10 Billion Retail Bonds"
04/23/2014453-2014SM Investments CorporationDisclosure No. 453-2014 - Clarification of News Article: "SEC clears SMIC's P15-B bond sale"
04/11/2014371-2014SM Investments CorporationDisclosure No. 371-2014 - Public Ownership Report as of March 31, 2014
04/11/2014370-2014SM Investments CorporationDisclosure No. 370-2014 - Top 100 Stockholders as of March 31, 2014
04/08/2014340-2014SM Investments CorporationDisclosure No. 340-2014 - Annual Report for Fiscal Year Ended December 31, 2013 (SEC FORM 17-A)
04/04/2014325-2014SM Investments CorporationDisclosure No. 325-2014 - Disclosure on Corporate Governance Guidelines
03/31/2014275-2014SM Investments CorporationDisclosure No. 275-2014 - Clarification of News Article: "SMIC eyes consolidation of other operating units"
03/28/2014271-2014SM Investments CorporationDisclosure No. 271-2014 - Clarification of News Article: "SMIC allots P80-B capex for 2014"
03/25/2014252-2014SM Investments CorporationDisclosure No. 252-2014 - Definitive Information Statement for Annual Stockholders' Meeting on April 30, 2014; Record Date on March 31, 2014
03/21/2014238-2014SM Investments CorporationDisclosure No. 238-2014 - Philratings Assigned a Rating of PRS Aaa to SMIC's Proposed Bond Issue of Up to P15 Billion
03/21/2014237-2014SM Investments CorporationDisclosure No. 237-2014 - Preliminary Information Statement for Annual Stockholders' Meeting on April 30, 2014; Record Date on March 31, 2014
03/21/2014236-2014SM Investments CorporationDisclosure No. 236-2014 - Clarification of News Article: "Breaking into BGC"
03/21/2014235-2014SM Investments CorporationDisclosure No. 235-2014 - Statement of Changes in Beneficial Ownership of Securities - February 2014 (SEC FORM 23-B)
03/21/2014234-2014SM Investments CorporationDisclosure No. 234-2014 - Statement of Changes in Beneficial Ownership of Securities - February 2014 (SEC FORM 23-B)
03/21/2014233-2014SM Investments CorporationDisclosure No. 233-2014 - Notice of Annual Stockholders' Meeting and Analysts and Press Briefing on April 30, 2014; Record Date on March 31, 2014
03/21/2014232-2014SM Investments CorporationDisclosure No. 232-2014 - Press Release: "SM Investments Full Year Net Income Rises to PHP27.4 billion"
03/21/2014231-2014SM Investments CorporationDisclosure No. 231-2014 - Press Release: "SMIC SIGNED JOINT VENTURE WITH JOLLIBEE AND INJAP GROUP"
02/17/2014134-2014SM Investments CorporationDisclosure No. 134-2014 - Press Release: ''SMIC Signed Joint Venture with Jollibee and INJAP Group''
02/17/2014133-2014SM Investments CorporationDisclosure No. 133-2014 - Press Release: ''SM to Issue up to P15 Billion Fixed Rate Retail Bonds''
01/14/2014030-2014SM Investments CorporationDisclosure No. 030-2014 - Public Ownership Report as of December 31, 2013
01/14/2014024-2014SM Investments CorporationDisclosure No. 024-2014 - Top 100 Stockholders as of December 31, 2013

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