SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series I Fixed Rate Bonds Due 2025SM 02-25PhP 7.5 B3.5915%2Feb 18
Aug 18		Listing18-Feb-22MBML
EWBC		FMIC
SMIC Series J Fixed Rate Bonds Due 2027SM 27 R25PhP 7.5 B4.7713%2Feb 18
Aug 18		Listing18-Feb-22MBML
SBMN		FMIC

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP 9.0 B8.2500%2Jun 26
Dec 26		Listing16-Jul-12FMIC
SCML		FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP 1.0 B9.1000%2Jun 25
Dec 25		Listing16-Jul-12FMIC
SCML		FMIC
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16		Listing16-Jul-12FMIC
SCML		BPIC
FMIC
SMIC Series E Bonds Due 2021
SM 21 R19PhP 11.66962 B5.2958%2May 19
Nov 19		Listing19-May-14
FMIC
BPIC
FMIC
SMIC Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B5.6125%2May 19
Nov 19		Listing19-May-14FMIC
BPIC
FMIC
SMIC Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9 		Listing09-Dec-16

BPIM
FMIC		-
SMIC Fixed Rate Notes Due 2022ES SM 01-22PhP 5.6 B2.8750%2Jan 22
Jul 22		Enrollment22-Jul-20MBML-
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16		Listing16-Jul-12MBML
SCML		BPIC
FMIC
SMIC Series H Fixed Rate Bonds Due 2024SM 04-24PhP 10.0 B3.3613%2Apr 02
Oct 02		Listing02-Oct-20MBML
SBMN		BPIC
FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
12/27/20162453-2016SM Investments CorporationDisclosure No. 2453-2016 - Clarification of News Article: "SMIC considers issuing dollar bonds"
12/08/20162355-2016SM Investments CorporationDisclosure No. 2355-2016 - Press Release: "SMIC Fixed Rate Peso Bonds Oversubscribed"
11/25/20162274-2016SM Investments CorporationDisclosure No. 2274-2016 - Press Release: "SM Investments Sets Interest Rates for Php15 Billion Retail Bonds"
11/21/20162232-2016SM Investments CorporationDisclosure No. 2232-2016 - Clarification of News Article: "SMIC on lookout for new investments, acquisitions"
11/16/20162212-2016SM Investments CorporationDisclosure No. 2212-2016 - Updates in the Company's Annual Corporate Governance Report
11/14/20162178-2016SM Investments CorporationDisclosure No. 2178-2016 - Quarterly Report for Period Ended September 30, 2016 (SEC FORM 17-Q)
11/09/20162132-2016SM Investments CorporationDisclosure No. 2132-2016 - Appointment of Officer
11/09/20162131-2016SM Investments CorporationDisclosure No. 2131-2016 - Results of Board Meeting: Reorganization of the Board Committees, Creation of the Related Party Transactions Committee
11/09/20162130-2016SM Investments CorporationDisclosure No. 2130-2016 - Press Release: "SM Net Income Grows 11%"
10/26/20162047-2016SM Investments CorporationDisclosure No. 2047-2016 - Clarification of News Article: "SM nears buy-in in dorm builder"
10/13/20161956-2016SM Investments CorporationDisclosure No. 1956-2016 - Clarification of News Article: "SMIC eyes more acquisitions"
10/12/20161939-2016SM Investments CorporationDisclosure No. 1939-2016 - Public Ownership Report as of September 30, 2016
10/11/20161928-2016SM Investments CorporationDisclosure No. 1928-2016 - Top 100 Stockholders as of September 30, 2016
10/11/20161926-2016SM Investments CorporationDisclosure No. 1926-2016 - Statement of Changes in Beneficial Ownership of Securities - September 2016 (SEC FORM 23-B)
10/04/20161877-2016SM Investments CorporationDisclosure No. 1877-2016 - Clarification of News Article: "SM Group in Talks to Buy Dormitory Buildings Chain"
09/28/20161855-2016SM Investments CorporationDisclosure No. 1855-2016 - Press Release: "SMIC's Proposed Bond Issue Assigned PRS Aaa Rating by Philippine Rating Services Corporation"
09/23/20161832-2016SM Investments CorporationDisclosure No. 1832-2016 - Certificate of Attendance of Key Officer to Corporate Governance Training
09/22/20161823-2016SM Investments CorporationDisclosure No. 1823-2016 - Certificate of Attendance of Key Officer to Corporate Governance Training
09/21/20161820-2016SM Investments CorporationDisclosure No. 1820-2016 - Supersedes Disclosure No. 1819-2016 - Press Release: "SM Investments Corporation Approves Php50 Billion Fixed Rate Bond Program"
09/21/20161819-2016SM Investments CorporationDisclosure No. 1819-2016 - Press Release: "SM Investments Corporation to Issue up to Php15 Billion Fixed Rate Retail Bonds"
09/13/20161782-2016SM Investments CorporationDisclosure No. 1782-2016 - Statement of Changes in Beneficial Ownership of Securities - August 2016 (SEC FORM 23-B)
09/08/20161766-2016SM Investments CorporationDisclosure No. 1766-2016 - Clarification of News Article: "SM plans P50-B bond issue before yearend"
09/06/20161749-2016SM Investments CorporationDisclosure No. 1749-2016 - Statement of Changes in Beneficial Ownership of Securities - August 2016 (SEC FORM 23-B)
08/10/20161600-2016SM Investments CorporationDisclosure No. 1600-2016 - Certificate of Attendance of Directors and Key Officers to Corporate Governance Training
08/10/20161596-2016SM Investments CorporationDisclosure No. 1596-2016 - Update to News Article: "Sy wins 20-year-old case on Posadas lot"
08/09/20161594-2016SM Investments CorporationDisclosure No. 1594-2016 - Quarterly Report for Period Ended June 30, 2016 (SEC FORM 17-Q)
08/04/20161559-2016SM Investments CorporationDisclosure No. 1559-2016 - Press Release: "SM Reports 8% Growth in Recurring Income in H1 2016"
07/29/20161520-2016SM Investments CorporationDisclosure No. 1520-2016 - Adjustment of Share Price/Stock Dividend
07/28/20161508-2016SM Investments CorporationDisclosure No. 1508-2016 - Stock Dividend Declaration
07/22/20161460-2016SM Investments CorporationDisclosure No. 1460-2016 - Amended General Information Sheet for the Year 2016
07/21/20161445-2016SM Investments CorporationDisclosure No. 1445-2016 - Increase in Authorized Capital Stock, Stock Dividend Declaration
07/21/20161444-2016SM Investments CorporationDisclosure No. 1444-2016 - Amendment of AOI, Increase in Authorized Capital Stock
07/19/20161439-2016SM Investments CorporationDisclosure No. 1439-2016 - Amendment to By-Laws
07/19/20161438-2016SM Investments CorporationDisclosure No. 1438-2016 - Amendment of AOI, Increase in Authorized Capital Stock
07/12/20161359-2016SM Investments CorporationDisclosure No. 1359-2016 - Press Release: "SM Obtains Approval for Retail Merger"
07/12/20161358-2016SM Investments CorporationDisclosure No. 1358-2016 - SEC Approval of SM Retail Inc. Merger
07/12/20161355-2016SM Investments CorporationDisclosure No. 1355-2016 - Public Ownership Report as of June 30, 2016
07/11/20161344-2016SM Investments CorporationDisclosure No. 1344-2016 - Top 100 Stockholders as of June 30, 2016
07/08/20161337-2016SM Investments CorporationDisclosure No. 1337-2016 - Statement of Changes in Beneficial Ownership of Securities - June 2016 (SEC FORM 23-B)
07/08/20161336-2016SM Investments CorporationDisclosure No. 1336-2016 - Statement of Changes in Beneficial Ownership of Securities - June 2016 (SEC FORM 23-B)
07/08/20161335-2016SM Investments CorporationDisclosure No. 1335-2016 - Amendment to the Manual on Corporate Governance
07/08/20161334-2016SM Investments CorporationDisclosure No. 1334-2016 - Updates in the Company's Annual Corporate Governance Report
07/05/20161314-2016SM Investments CorporationDisclosure No. 1314-2016 - Statement of Changes in Beneficial Ownership of Securities - June 2016 (SEC FORM 23-B)
06/09/20161149-2016SM Investments CorporationDisclosure No. 1149-2016 - Clarification of News Article: "SMIC to merge retail units"
05/27/20161050-2016SM Investments CorporationDisclosure No. 1050-2016 - General Information Sheet for the Year 2016
05/11/2016892-2016SM Investments CorporationDisclosure No. 892-2016 - Quarterly Report for Period Ended March 31, 2016 (SEC FORM 17-Q)
05/10/2016880-2016SM Investments CorporationDisclosure No. 880-2016 - Clarification of News Article: "SM's Cordova project faces delay"
05/05/2016849-2016SM Investments CorporationDisclosure No. 849-2016 - Initial Statement of Beneficial Ownership of Securities - April 2016 (SEC FORM 23-A)
05/03/2016827-2016SM Investments CorporationDisclosure No. 827-2016 - Press Release: "SM Recurring Net Income Rises 12% in Q1"
04/29/2016800-2016SM Investments CorporationDisclosure No. 800-2016 - Results of Organizational Meeting
04/29/2016799-2016SM Investments CorporationDisclosure No. 799-2016 - Results of ASM: Approval of Minutes, 2015 Annual Report, Ratification of All Acts, Stock Dividend Declaration, Increase in Authorized Capital Stock, Election of Directors, Appointment of External Auditor
04/18/2016701-2016SM Investments CorporationDisclosure No. 701-2016 - Top 100 Stockholders as of March 31, 2016
04/14/2016667-2016SM Investments CorporationDisclosure No. 667-2016 - Public Ownership Report as of March 31, 2016
03/31/2016552-2016SM Investments CorporationDisclosure No. 552-2016 - Annual Report for Fiscal Year Ended December 31, 2015 (SEC FORM 17-A)
03/18/2016483-2016SM Investments CorporationDisclosure No. 483-2016 - Definitive Information Statement for Annual Stockholders' Meeting on April 27, 2016; Record Date on March 28, 2016 (Part 2)
03/18/2016482-2016SM Investments CorporationDisclosure No. 482-2016 - Definitive Information Statement for Annual Stockholders' Meeting on April 27, 2016; Record Date on March 28, 2016 (Part 1)
03/08/2016405-2016SM Investments CorporationDisclosure No. 405-2016 - Updates in the Company's Annual Corporate Governance Report
03/03/2016376-2016SM Investments CorporationDisclosure No. 376-2016 - Results of Board Meeting: Approval of Stock Dividend Declaration, Amendment of By-Laws, Increase in Authorized Capital Stock, Appointment of Adviser
02/29/2016351-2016SM Investments CorporationDisclosure No. 351-2016 - Preliminary Information Statement for Annual Stockholders' Meeting on April 27, 2016; Record Date on March 28, 2016
02/29/2016350-2016SM Investments CorporationDisclosure No. 350-2016 - Notice of Annual Stockholders' Meeting on April 27, 2016; Record Date on March 28, 2016
02/29/2016349-2016SM Investments CorporationDisclosure No. 349-2016 - Press Release: "SM to Merge Related Retail Businesses into SM Retail"
02/29/2016348-2016SM Investments CorporationDisclosure No. 348-2016 - Results of Board Meeting: Approval of Annual Stockholders' Meeting on April 27, 2016 (Record Date: March 28, 2016), 2015 Audited Financial Statements, Merger of SMIC's Retail Holdings Subsidiary with Related Companies; Press Release: "SM Recurring Net Income Rises 13% in 2015"
02/10/2016262-2016SM Investments CorporationDisclosure No. 262-2016 - Statement of Changes in Beneficial Ownership of Securities - January 2016 (SEC FORM 23-B)
02/10/2016261-2016SM Investments CorporationDisclosure No. 261-2016 - Statement of Changes in Beneficial Ownership of Securities - January 2016 (SEC FORM 23-B)
02/10/2016260-2016SM Investments CorporationDisclosure No. 260-2016 - Statement of Changes in Beneficial Ownership of Securities - January 2016 (SEC FORM 23-B)
02/02/2016222-2016SM Investments CorporationDisclosure No. 222-2016 - Clarification of News Article: "Sy wins 20-year-old case on Posadas lot"
01/14/2016096-2016SM Investments CorporationDisclosure No. 096-2016 - Updates in the Company's Annual Corporate Governance Report
01/11/2016067-2016SM Investments CorporationDisclosure No. 067-2016 - Public Ownership Report as of December 31, 2015
01/11/2016066-2016SM Investments CorporationDisclosure No. 066-2016 - Top 100 Stockholders as of December 31, 2015
01/08/2016044-2016SM Investments CorporationDisclosure No. 044-2016 - Statement of Changes in Beneficial Ownership of Securities - December 2015 (SEC FORM 23-B)

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