SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC
SMIC Series E Bonds Due 2021
SM 21 R19
PhP 11.66962 B5.2958%2May 19
Nov 19
Listing19-May-14
FMIC
BPIC
FMIC
SMIC Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B
5.6125%2May 19
Nov 19
Listing19-May-14FMIC
BPIC
FMIC
SMIC Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9
Listing09-Dec-16

BPIM
FMIC
-
SMIC Fixed Rate Notes Due 2022ES SM 01-22PhP 5.6 B2.8750%2Jan 22
Jul 22
Enrollment22-Jul-20MBML-
SMIC Series H Fixed Rate Bonds Due 2024SM 04-24PhP 10.0 B3.3613%2Apr 02
Oct 02
Listing02-Oct-20FMIC
SBMN
BPIC
FMIC

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP 9.0 B8.2500%2Jun 26
Dec 26
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP 1.0 B9.1000%2Jun 25
Dec 25
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
 
 
11/25/20203532-2020SM Investments CorporationDisclosure No. 3532-2020 - Notice of Record Date - SM Series G Bonds Due 2023 (December 7, 2020)
11/13/20203385-2020SM Investments CorporationDisclosure No. 3385-2020 - Quarterly Report for Period Ended September 30, 2020 (SEC Form 17-Q)
11/11/20203380-2020SM Investments CorporationDisclosure No. 3380-2020 - Certificates of Attendance of Key Officers and Directors to Corporate Governance Seminar
11/04/20203307-2020SM Investments CorporationDisclosure No. 3307-2020 - Press Release: "SM Q3 revenues improve, nets PHP15 billion in consolidated earnings in nine months"
10/21/20203190-2020SM Investments CorporationDisclosure No. 3190-2020 - Notice of Investors and Analysts' Briefing on November 4, 2020
10/15/20203107-2020SM Investments CorporationDisclosure No. 3107-2020 - Amended Manual on Corporate Governance
10/13/20203061-2020SM Investments CorporationDisclosure No. 3061-2020 - Statement of Changes in Beneficial Ownership of Securities - October 2020 (SEC FORM 23-B)
10/13/20203060-2020SM Investments CorporationDisclosure No. 3060-2020 - Public Ownership Report as of September 30, 2020
10/09/20203032-2020SM Investments CorporationDisclosure No. 3032-2020 - Top 100 Stockholders as of September 30, 2020
10/08/20203016-2020SM Investments CorporationDisclosure No. 3016-2020 - Amended Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
10/06/20202978-2020SM Investments CorporationDisclosure No. 2978-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
10/02/20202940-2020SM Investments CorporationDisclosure No. 2940-2020 - Press Release: "SM lists PHP10 billion fixed rate bonds"
09/30/20202913-2020SM Investments CorporationDisclosure No. 2913-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
09/23/20202872-2020SM Investments CorporationDisclosure No. 2872-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
09/22/20202869-2020SM Investments CorporationDisclosure No. 2869-2020 - SEC Issuance of Order of Registration and Certificate of Permit to Offer Securities for Sale for the Company's Proposed Php30 Billion Bond Program
09/18/20202845-2020SM Investments CorporationDisclosure No. 2845-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
09/18/20202844-2020SM Investments CorporationDisclosure No. 2844-2020 - Coupon Pricing for Proposed Bond Program
09/17/20202838-2020SM Investments CorporationDisclosure No. 2838-2020 - Receipt of Pre-Effective Clearance Letter from SEC for Proposed Bond Program
09/14/20202807-2020SM Investments CorporationDisclosure No. 2807-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
09/07/20202769-2020SM Investments CorporationDisclosure No. 2769-2020 - Statement of Changes in Beneficial Ownership of Securities - September 2020 (SEC FORM 23-B)
09/04/20202746-2020SM Investments CorporationDisclosure No. 2746-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
09/04/20202745-2020SM Investments CorporationDisclosure No. 2745-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
09/01/20202694-2020SM Investments CorporationDisclosure No. 2694-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
09/01/20202693-2020SM Investments CorporationDisclosure No. 2693-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/28/20202680-2020SM Investments CorporationDisclosure No. 2680-2020 - Annual Corporate Governance Report for the Year 2019
08/26/20202657-2020SM Investments CorporationDisclosure No. 2657-2020 - Amended Indicative Terms and Conditions of the Company's Proposed Bond Program
08/25/20202649-2020SM Investments CorporationDisclosure No. 2649-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/20/20202628-2020SM Investments CorporationDisclosure No. 2628-2020 - Indicative Terms and Conditions of the Company's Proposed Bond Program
08/19/20202620-2020SM Investments CorporationDisclosure No. 2620-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/13/20202528-2020SM Investments CorporationDisclosure No. 2528-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/13/20202527-2020SM Investments CorporationDisclosure No. 2527-2020 - Quarterly Report for Period Ended June 30, 2020 (SEC Form 17-Q)
08/11/20202502-2020SM Investments CorporationDisclosure No. 2502-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/07/20202455-2020SM Investments CorporationDisclosure No. 2455-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/05/20202413-2020SM Investments CorporationDisclosure No. 2413-2020 - Press Release: "SM nets PHP7 billion earnings in first half due to impact of COVID-19 pandemic"
08/05/20202407-2020SM Investments CorporationDisclosure No. 2407-2020 - Statement of Changes in Beneficial Ownership of Securities - July 2020 (SEC FORM 23-B)
07/28/20202317-2020SM Investments CorporationDisclosure No. 2317-2020 - Notice of Investors and Analysts' Briefing on August 5, 2020
07/27/20202299-2020SM Investments CorporationDisclosure No. 2299-2020 - General Information Sheet for the Year 2020
07/23/20202271-2020SM Investments CorporationDisclosure No. 2271-2020 - Statement of Changes in Beneficial Ownership of Securities - July 2020 (SEC FORM 23-B)
07/22/20202266-2020SM Investments CorporationDisclosure No. 2266-2020 - Press Release: "SM Enrolls Fixed Rate Notes for Qualified Institutional Buyers"
07/15/20202206-2020SM Investments CorporationDisclosure No. 2206-2020 - Statement of Changes in Beneficial Ownership of Securities - July 2020 (SEC FORM 23-B)
07/15/20202194-2020SM Investments CorporationDisclosure No. 2194-2020 - Submission to SEC of Registration Statement for Proposed Bond Program
07/10/20202094-2020SM Investments CorporationDisclosure No. 2094-2020 - Public Ownership Report as of June 30, 2020
07/10/20202093-2020SM Investments CorporationDisclosure No. 2093-2020 - Top 100 Stockholders as of June 30, 2020
07/10/20202092-2020SM Investments CorporationDisclosure No. 2092-2020 - Statement of Changes in Beneficial Ownership of Securities - July 2020 (SEC FORM 23-B)
07/07/20202048-2020SM Investments CorporationDisclosure No. 2048-2020 - Statement of Changes in Beneficial Ownership of Securities - June 2020 (SEC FORM 23-B)
07/07/20202047-2020SM Investments CorporationDisclosure No. 2047-2020 - Statement of Changes in Beneficial Ownership of Securities - June 2020 (SEC FORM 23-B)
06/24/20201934-2020SM Investments CorporationDisclosure No. 1934-2020 - Results of Organizational Meeting: Election and Appointment of Officers, Advisers, and Chairpersons and Members of Board Committees
06/24/20201933-2020SM Investments CorporationDisclosure No. 1933-2020 - Press Release: "SM declares PHP5 billion cash dividends; strengthens digital offerings"
06/24/20201932-2020SM Investments CorporationDisclosure No. 1932-2020 - Results of ASM: Approval of Minutes; 2019 Annual Report and AFS; Ratification of the Acts and Resolutions of the Board of Directors and Management; Election of Directors; Appointment of External Auditor
06/24/20201931-2020SM Investments CorporationDisclosure No. 1931-2020 - Result of Board Meeting: Cash Dividend Declaration
06/24/20201930-2020SM Investments CorporationDisclosure No. 1930-2020 - Result of Board Meeting: Issuance of Corporate Notes
06/11/20201822-2020SM Investments CorporationDisclosure No. 1822-2020 - Quarterly Report for Period Ended March 31, 2020 (SEC Form 17-Q)
06/03/20201728-2020SM Investments CorporationDisclosure No. 1728-2020 - Definitive Information Statement for Annual Stockholders' Meeting on June 24, 2020; Record Date on May 24, 2020
05/27/20201636-2020SM Investments CorporationDisclosure No. 1636-2020 - Notice of Record Date - SM Series G Bonds Due 2023 (June 5, 2020)
05/21/20201579-2020SM Investments CorporationDisclosure No. 1579-2020 - Press Release: "SM net income at PHP9.0 billion in Q1"
05/18/20201525-2020SM Investments CorporationDisclosure No. 1525-2020 - Notice of Investors and Analysts' Briefing and Dial-in Conference Call on May 21, 2020
05/08/20201431-2020SM Investments CorporationDisclosure No. 1431-2020 - Request for Extension of Time to File the Quarterly Report (SEC Form 17-Q)
05/06/20201381-2020SM Investments CorporationDisclosure No. 1381-2020 - Result of Special Board Meeting: Amended Notice of Annual Stockholders' Meeting on June 24, 2020; Record Date on May 24, 2020
04/15/20201132-2020SM Investments CorporationDisclosure No. 1132-2020 - Top 100 Stockholders as of March 31, 2020
04/13/20201064-2020SM Investments CorporationDisclosure No. 1064-2020 - Public Ownership Report as of March 31, 2020
04/13/20201061-2020SM Investments CorporationDisclosure No. 1061-2020 - Statement of Changes in Beneficial Ownership of Securities - March 2020 (SEC FORM 23-B)
04/13/20201060-2020SM Investments CorporationDisclosure No. 1060-2020 - Annual Report for Fiscal Year Ended December 31, 2019 (SEC Form 17-A)
04/13/20201059-2020SM Investments CorporationDisclosure No. 1059-2020 - Postponement of Annual Stockholders' Meeting on April 29, 2020
03/19/2020816-2020SM Investments CorporationDisclosure No. 816-2020 - Definitive Information Statement for Annual Stockholders' Meeting on April 29, 2020; Record Date on March 30, 2020
03/16/2020757-2020SM Investments CorporationDisclosure No. 757-2020 - Risks and Impact of the COVID-19 Pandemic
03/02/2020545-2020SM Investments CorporationDisclosure No. 545-2020 - Preliminary Information Statement for Annual Stockholders' Meeting on April 29, 2020; Record Date on March 30, 2020
02/28/2020539-2020SM Investments CorporationDisclosure No. 539-2020 - Press Release: "SM’s net income rises to PHP45 billion"
02/14/2020448-2020SM Investments CorporationDisclosure No. 448-2020 - Notice of Investors and Analysts' Briefing and Dial-in Conference Call on February 28, 2020
01/22/2020239-2020SM Investments CorporationDisclosure No. 239-2020 - Result of Special Board Meeting: Notice of Annual Stockholders' Meeting on April 29, 2020; Record Date on March 30, 2020
01/14/2020107-2020SM Investments CorporationDisclosure No. 107-2020 - Top 100 Stockholders as of December 31, 2019
01/14/2020106-2020SM Investments CorporationDisclosure No. 106-2020 - Statement of Changes in Beneficial Ownership of Securities - December 2019 (SEC FORM 23-B)
01/14/2020105-2020SM Investments CorporationDisclosure No. 105-2020 - Public Ownership Report as of December 31, 2019
01/02/2020002-2020SM Investments CorporationDisclosure No. 002-2020 - Amendments to AOI

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