SM Investments Corporation

SM Investments Corporation (SMIC)
10/F One E-com Center, Harbor Drive, MOA Complex, Pasay City
www.sminvestments.com

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists (Issue-Specific)
SMIC Series D Bonds Due 2022SM 22 R19PhP 8.65873 B6.9442%2Jul 16
Jan 16
Listing16-Jul-12MBML
SCML
BPIC
FMIC
SMIC Series H Fixed Rate Bonds Due 2024SM 04-24PhP 10.0 B3.3613%2Apr 02
Oct 02
Listing02-Oct-20MBML
SBMN
BPIC
FMIC
SMIC Series I Fixed Rate Bonds Due 2025SM 02-25PhP 7.5 B3.5915%2Feb 18
Aug 18
Listing18-Feb-22MBML
EWBC
FMIC
SMIC Series J Fixed Rate Bonds Due 2027SM 27 R25PhP 7.5 B4.7713%2Feb 18
Aug 18
Listing18-Feb-22MBML
SBMN
FMIC

Matured or Redeemed Securities

Name of Security
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Types of Admission
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
SMIC Series A Bonds Due 2014SM 6-14PhP 9.0 B8.2500%2Jun 26
Dec 26
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series B Bonds Due 2016SM 6-16PhP 1.0 B9.1000%2Jun 25
Dec 25
Listing16-Jul-12FMIC
SCML
FMIC
SMIC Series C Bonds Due 2019SM 19 R17PhP 6.34127 B6.0000%2Jul 16
Jan 16
Listing16-Jul-12FMIC
SCML
BPIC
FMIC
SMIC Series E Bonds Due 2021
SM 21 R19PhP 11.66962 B5.2958%2May 19
Nov 19
Listing19-May-14
FMIC
BPIC
FMIC
SMIC Series F Bonds Due 2024SM 24 R21
PhP 3.33038 B5.6125%2May 19
Nov 19
Listing19-May-14FMIC
BPIC
FMIC
SMIC Series G Bonds Due 2023SM 23 R21PhP 20.0 B5.1590%2Jun 9
Dec 9
Listing09-Dec-16

BPIM
FMIC
-
SMIC Fixed Rate Notes Due 2022ES SM 01-22PhP 5.6 B2.8750%2Jan 22
Jul 22
Enrollment22-Jul-20MBML-

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
11/15/20213328-2021SM Investments CorporationDisclosure No. 3328-2021 - Quarterly Report for the Period Ended September 30, 2021 (SEC Form 17-Q)
11/10/20213230-2021SM Investments CorporationDisclosure No. 3230-2021 - Result of Board Meeting: Approval of the Offer and Issuance of Fixed-Rate Retail Bonds under the Company's PHP30 Billion Debt Securities Program
11/10/20213228-2021SM Investments CorporationDisclosure No. 3228-2021 - Press Release: "SM Investments Net Income Grows 79% to PHP27 Billion in Nine-Month Period"
11/08/20213174-2021SM Investments CorporationDisclosure No. 3174-2021 - Statement of Changes in Beneficial Ownership of Securities - October 2021 (SEC FORM 23-B)
11/05/20213137-2021SM Investments CorporationDisclosure No. 3137-2021 - Notice of Early Redemption of SMIC Series G Bonds Due 2023
10/27/20213059-2021SM Investments CorporationDisclosure No. 3059-2021 - Notice of Investors and Analysts' Briefing on November 10, 2021
10/12/20212861-2021SM Investments CorporationDisclosure No. 2861-2021 - Public Ownership Report as of September 30, 2021
10/12/20212860-2021SM Investments CorporationDisclosure No. 2860-2021 - Top 100 Stockholders as of September 30, 2021
10/08/20212810-2021SM Investments CorporationDisclosure No. 2810-2021 - Certificate of Attendance to the Corporate Governance Seminar
10/08/20212809-2021SM Investments CorporationDisclosure No. 2809-2021 - Statement of Changes in Beneficial Ownership of Securities - September 2021 (SEC FORM 23-B)
08/13/20212409-2021SM Investments CorporationDisclosure No. 2409-2021 - Quarterly Report for the Period Ended June 30, 2021 (SEC Form 17-Q)
08/05/20212289-2021SM Investments CorporationDisclosure No. 2289-2021 - Amended Result of Board Meeting: Acquisition of Shares of Goldilocks Bakeshop Inc.
08/04/20212281-2021SM Investments CorporationDisclosure No. 2281-2021 - Result of Board Meeting: Acquisition of Shares of Goldilocks Bakeshop Inc.
08/04/20212280-2021SM Investments CorporationDisclosure No. 2280-2021 - Press Release: "SM Investments nets PHP20BN in 1H while continuing to invest in long-term expansion"
07/27/20212200-2021SM Investments CorporationDisclosure No. 2200-2021 - General Information Sheet (GIS) for the Year 2021
07/22/20212150-2021SM Investments CorporationDisclosure No. 2150-2021 - Notice of Investors and Analysts' Briefing on August 4, 2021
07/14/20212056-2021SM Investments CorporationDisclosure No. 2056-2021 - Top 100 Stockholders as of June 30, 2021
07/12/20212025-2021SM Investments CorporationDisclosure No. 2025-2021 - Public Ownership Report as of June 30, 2021
07/07/20211979-2021SM Investments CorporationDisclosure No. 1979-2021 - Statement of Changes in Beneficial Ownership of Securities - June 2021 (SEC FORM 23-B)
06/08/20211704-2021SM Investments CorporationDisclosure No. 1704-2021 - Statement of Changes in Beneficial Ownership of Securities - June 2021 (SEC FORM 23-B)
06/03/20211665-2021SM Investments CorporationDisclosure No. 1665-2021 - Completion of 2GO Shares Acquisition
05/27/20211591-2021SM Investments CorporationDisclosure No. 1591-2021 - Integrated Annual Corporate Governance Report For the Year Ended December 31, 2020
05/27/20211588-2021SM Investments CorporationDisclosure No. 1588-2021 - Statement of Changes in Beneficial Ownership of Securities (SEC FORM 23-B)
05/20/20211541-2021SM Investments CorporationDisclosure No. 1541-2021 - Notice of Completion of Early Redemption of SMIC Series F Bonds Due 2024
05/14/20211425-2021SM Investments CorporationDisclosure No. 1425-2021 - Quarterly Report for Period Ended March 31, 2021 (SEC Form 17-Q)
05/10/20211368-2021SM Investments CorporationDisclosure No. 1368-2021 - Initial Statement of Beneficial Ownership of Securities - April 2021 (SEC FORM 23-A)
05/05/20211293-2021SM Investments CorporationDisclosure No. 1293-2021 - Amended Tender Offer Report for the Tender Offer to Stockholders of 2GO Group, Inc.
05/05/20211292-2021SM Investments CorporationDisclosure No. 1292-2021 - Statement of Changes in Beneficial Ownership of Securities - April 2021 (SEC FORM 23-B)
05/05/20211290-2021SM Investments CorporationDisclosure No. 1290-2021 - Press Release: "SM Investments Q1 net income rises 5% to PHP9.5 billion"
04/28/20211223-2021SM Investments CorporationDisclosure No. 1223-2021 - Results of Organizational Meeting of the Board of Directors
04/28/20211222-2021SM Investments CorporationDisclosure No. 1222-2021 - Results of Annual Stockholders' Meeting
04/28/20211214-2021SM Investments CorporationDisclosure No. 1214-2021 - Result of Board Meeting: Cash Dividend Declaration
04/22/20211117-2021SM Investments CorporationDisclosure No. 1117-2021 - Notice of Investors and Analysts' Briefing on May 5, 2021
04/15/2021995-2021SM Investments CorporationDisclosure No. 995-2021 - Amended Tender Offer Report for the Tender Offer to Stockholders of 2GO Group, Inc.
04/15/2021994-2021SM Investments CorporationDisclosure No. 994-2021 - Annual Report for Fiscal Year Ended December 31, 2020 (SEC Form 17-A)
04/14/2021975-2021SM Investments CorporationDisclosure No. 975-2021 - Top 100 Stockholders as of March 31, 2021
04/12/2021946-2021SM Investments CorporationDisclosure No. 946-2021 - Early Redemption of SMIC Series F Bonds Due 2024
04/08/2021933-2021SM Investments CorporationDisclosure No. 933-2021 - Public Ownership Report as of March 31, 2021
03/30/2021871-2021SM Investments CorporationDisclosure No. 871-2021 - Revised Manual on Corporate Governance
03/23/2021824-2021SM Investments CorporationDisclosure No. 824-2021 - Tender Offer Report for the Tender Offer to Stockholders of 2GO Group, Inc.
03/22/2021808-2021SM Investments CorporationDisclosure No. 808-2021 - Notice of Intention to Conduct a Tender Offer to Stockholders of 2GO Group, Inc.
03/19/2021803-2021SM Investments CorporationDisclosure No. 803-2021 - Definitive Information Statement for Annual Stockholders' Meeting on April 28, 2021; Record Date on March 29, 2021
03/19/2021802-2021SM Investments CorporationDisclosure No. 802-2021 - Notice of Record Date - SMIC Series H Fixed Rate Bonds Due 2024 (March 30, 2021)
03/18/2021792-2021SM Investments CorporationDisclosure No. 792-2021 - Results of Board Meeting: Acquisition of Common Shares of 2GO Group, Inc.; Mandatory Tender Offer to All Stockholders of 2GO Group, Inc.
03/08/2021691-2021SM Investments CorporationDisclosure No. 691-2021 - Statement of Changes in Beneficial Ownership of Securities - February 2021 (SEC FORM 23-B)
03/08/2021690-2021SM Investments CorporationDisclosure No. 690-2021 - Statement of Changes in Beneficial Ownership of Securities - February 2021 (SEC FORM 23-B)
03/08/2021689-2021SM Investments CorporationDisclosure No. 689-2021 - Statement of Changes in Beneficial Ownership of Securities - February 2021 (SEC FORM 23-B)
02/26/2021590-2021SM Investments CorporationDisclosure No. 590-2021 - Preliminary Information Statement for Annual Stockholders' Meeting on April 28, 2021; Record Date on March 29, 2021
02/26/2021587-2021SM Investments CorporationDisclosure No. 587-2021 - Press Release: "SM net income at PHP23 billion in 2020"
02/19/2021519-2021SM Investments CorporationDisclosure No. 519-2021 - Statement of Changes in Beneficial Ownership of Securities - February 2021 (SEC FORM 23-B)
02/11/2021466-2021SM Investments CorporationDisclosure No. 466-2021 - Notice of Investors and Analysts' Briefing on February 26, 2021
01/29/2021349-2021SM Investments CorporationDisclosure No. 349-2021 - Statement of Changes in Beneficial Ownership of Securities - January 2021 (SEC FORM 23-B)
01/29/2021348-2021SM Investments CorporationDisclosure No. 348-2021 - Statement of Changes in Beneficial Ownership of Securities - January 2021 (SEC FORM 23-B)
01/29/2021347-2021SM Investments CorporationDisclosure No. 347-2021 - Statement of Changes in Beneficial Ownership of Securities - January 2021 (SEC FORM 23-B)
01/20/2021243-2021SM Investments CorporationDisclosure No. 243-2021 - Result of Special Board Meeting: Notice of Annual Stockholders' Meeting on April 28, 2021; Record Date on March 29, 2021
01/13/2021127-2021SM Investments CorporationDisclosure No. 127-2021 - Public Ownership Report as of December 31, 2020
01/13/2021126-2021SM Investments CorporationDisclosure No. 126-2021 - Top 100 Stockholders as of December 31, 2020
01/11/2021098-2021SM Investments CorporationDisclosure No. 098-2021 - Notice of Record Date - SMIC Fixed Rate Notes Due 2022 (January 20, 2021)
01/07/2021048-2021SM Investments CorporationDisclosure No. 048-2021 - Statement of Changes in Beneficial Ownership of Securities - December 2020 (SEC FORM 23-B)

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