• Compliance with applicable disclosure obligations, including:
    – Disclosure of all material information which may affect the price or value of issue or the decision to buy, sell or hold the admitted security
    – Submission of periodic reports (e.g., annual report, quarterly report, audited financial statements)
  • Compliance of its personnel with securities laws and PDEx rules
  • Payment of fees
  • Disclosure/reportorial requirements for listed issuers under securities laws and PDEx rules
  • Continual rating of issuer/issue