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Asia United Bank (AUB)
Joy-Nostalg Center, 17 ADB Ave., Ortigas Center, Pasig City
www.aub.com.ph

 

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
AUB Tranche 1 Bonds Due 2022AUB 11-22PhP 7 B4.625%4Feb 07
May 07
Aug 07
Nov 07		Listing07-Nov-19UBPHFMIC

Matured or Redeemed Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
 
 
11/19/20203490-2020Asia United BankDisclosure No. 3490-2020 - Statement of Condition (Banks and Financial Subsidiaries; Head Office and Branches) as of September 30, 2020
11/16/20203448-2020Asia United BankDisclosure No. 3448-2020 - Quarterly Report for Period Ended September 30, 2020 (SEC Form 17-Q)
11/16/20203429-2020Asia United BankDisclosure No. 3429-2020 - List of Subsidiaries and Affiliates as of October 31, 2020
11/09/20203351-2020Asia United BankDisclosure No. 3351-2020 - Press Release: "AUB Q3 Income Up 25%"
10/29/20203257-2020Asia United BankDisclosure No. 3257-2020 - Statement of Changes in Beneficial Ownership of Securities - October 2020 (SEC FORM 23-B)
10/26/20203228-2020Asia United BankDisclosure No. 3228-2020 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (November 5, 2020)
10/23/20203213-2020Asia United BankDisclosure No. 3213-2020 - Result of Board Meeting: Resignation of Officer
10/08/20203022-2020Asia United BankDisclosure No. 3022-2020 - Top 100 Stockholders as of September 30, 2020
10/08/20203021-2020Asia United BankDisclosure No. 3021-2020 - Public Ownership Report as of September 30, 2020
10/05/20202960-2020Asia United BankDisclosure No. 2960-2020 - List of Subsidiaries and Affiliates as of September 30, 2020
10/01/20202928-2020Asia United BankDisclosure No. 2928-2020 - Amended General Information Sheet for the Year 2020
09/28/20202896-2020Asia United BankDisclosure No. 2896-2020 - Result of Board Meeting: Changes in Committee Membership
09/28/20202895-2020Asia United BankDisclosure No. 2895-2020 - Result of Board Meeting: Promotion of Officer
09/15/20202822-2020Asia United BankDisclosure No. 2822-2020 - Certificate of Attendance of Key Officers to Corporate Governance Seminar
09/15/20202821-2020Asia United BankDisclosure No. 2821-2020 - Amended General Information Sheet for the Year 2020
09/11/20202804-2020Asia United BankDisclosure No. 2804-2020 - List of Subsidiaries and Affiliates as of August 31, 2020
09/07/20202765-2020Asia United BankDisclosure No. 2765-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
09/07/20202764-2020Asia United BankDisclosure No. 2764-2020 - Statement of Condition (Banks and Financial Subsidiaries; Head Office and Branches) as of June 30, 2020
09/04/20202754-2020Asia United BankDisclosure No. 2754-2020 - Initial Statement of Beneficial Ownership of Securities - September 2020 (SEC FORM 23-A)
09/03/20202735-2020Asia United BankDisclosure No. 2735-2020 - Results of Special Stockholders' Meeting: Approval of Minutes; Election of Director
09/02/20202714-2020Asia United BankDisclosure No. 2714-2020 - Annual Corporate Governance Report for the Year 2019
08/26/20202665-2020Asia United BankDisclosure No. 2665-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/13/20202548-2020Asia United BankDisclosure No. 2548-2020 - Statement of Changes in Beneficial Ownership of Securities - August 2020 (SEC FORM 23-B)
08/12/20202519-2020Asia United BankDisclosure No. 2519-2020 - Press Release: "AUB posted P2.3 billion income with an increase in loan loss reserves"
08/12/20202518-2020Asia United BankDisclosure No. 2518-2020 - List of Subsidiaries and Affiliates as of July 31, 2020
08/10/20202487-2020Asia United BankDisclosure No. 2487-2020 - Definitive Information Statement for Special Stockholders' Meeting on September 3, 2020; Record Date on August 10, 2020
08/10/20202486-2020Asia United BankDisclosure No. 2486-2020 - Quarterly Report for Period Ended June 30, 2020 (SEC Form 17-Q)
08/03/20202380-2020Asia United BankDisclosure No. 2380-2020 - Cash Dividend Payment Distribution
07/28/20202322-2020Asia United BankDisclosure No. 2322-2020 - Preliminary Information Statement for Special Stockholders' Meeting on September 3, 2020; Record Date on August 10, 2020
07/27/20202310-2020Asia United BankDisclosure No. 2310-2020 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (August 5, 2020)
07/24/20202295-2020Asia United BankDisclosure No. 2295-2020 - Result of Board Meeting: Notice and Agenda of Special Stockholders' Meeting on September 3, 2020
07/22/20202265-2020Asia United BankDisclosure No. 2265-2020 - General Information Sheet for the Year 2020
07/15/20202181-2020Asia United BankDisclosure No. 2181-2020 - Public Ownership Report as of June 30, 2020
07/15/20202180-2020Asia United BankDisclosure No. 2180-2020 - Top 100 Stockholders as of June 30, 2020
07/06/20202032-2020Asia United BankDisclosure No. 2032-2020 - List of Subsidiaries and Affiliates as of June 30, 2020
07/01/20202010-2020Asia United BankDisclosure No. 2010-2020 - Press Release: "AUB declares cash dividends"
07/01/20202005-2020Asia United BankDisclosure No. 2005-2020 - Results of ASM: Approval of Minutes, President's Report on Bank Operations and 2019 AFS, Election of Directors, Ratification of the Acts and Resolutions of the Board of Directors and Officers, Appointment of External Auditor; Results of Organizational Meeting: Election of Officers and Chairpersons and Members of Board Committees, Cash Dividend Declaration
07/01/20202004-2020Asia United BankDisclosure No. 2004-2020 - Amended Quarterly Report for Period Ended March 31, 2020 (SEC Form 17-Q)
07/01/20202003-2020Asia United BankDisclosure No. 2003-2020 - Amended Annual Report for Fiscal Year Ended December 31, 2019 (SEC Form 17-A)
06/05/20201772-2020Asia United BankDisclosure No. 1772-2020 - List of Subsidiaries and Affiliates as of May 31, 2020
06/05/20201771-2020Asia United BankDisclosure No. 1771-2020 - List of Subsidiaries and Affiliates for November 2019 to April 2020
06/03/20201739-2020Asia United BankDisclosure No. 1739-2020 - Definitive Information Statement for Annual Stockholders' Meeting on June 30, 2020; Record Date on May 25, 2020
05/29/20201693-2020Asia United BankDisclosure No. 1693-2020 - Quarterly Report for Period Ended March 31, 2020 (SEC Form 17-Q)
05/27/20201647-2020Asia United BankDisclosure No. 1647-2020 - Annual Report for Fiscal Year Ended December 31, 2019 (SEC Form 17-A)
05/26/20201632-2020Asia United BankDisclosure No. 1632-2020 - Result of Board Meeting: Changes in Committee Membership
05/26/20201631-2020Asia United BankDisclosure No. 1631-2020 - Preliminary Information Statement for Annual Stockholders' Meeting on June 30, 2020; Record Date on May 25, 2020
05/22/20201603-2020Asia United BankDisclosure No. 1603-2020 - Statement of Condition (Banks and Financial Subsidiaries; Head Office and Branches) as of March 31, 2020
05/20/20201565-2020Asia United BankDisclosure No. 1565-2020 - Amended Notice and Agenda of Annual Stockholders' Meeting on June 26, 2020; Record Date on May 25, 2020
05/15/20201520-2020Asia United BankDisclosure No. 1520-2020 - Statement of Changes in Beneficial Ownership of Securities - May 2020 (SEC FORM 23-B)
05/08/20201430-2020Asia United BankDisclosure No. 1430-2020 - Notice and Agenda of Annual Stockholders' Meeting on June 26, 2020; Record Date on May 25, 2020
05/05/20201378-2020Asia United BankDisclosure No. 1378-2020 - Request for Extension of Time to File the Quarterly Report (SEC Form 17-Q)
04/28/20201328-2020Asia United BankDisclosure No. 1328-2020 - Amended General Information Sheet for the Year 2019
04/27/20201306-2020Asia United BankDisclosure No. 1306-2020 - Initial Statement of Beneficial Ownership of Securities - April 2020 (SEC FORM 23-A)
04/27/20201305-2020Asia United BankDisclosure No. 1305-2020 - Initial Statement of Beneficial Ownership of Securities - April 2020 (SEC FORM 23-A)
04/24/20201289-2020Asia United BankDisclosure No. 1289-2020 - Result of Board Meeting: Promotion of Officers
04/23/20201272-2020Asia United BankDisclosure No. 1272-2020 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (May 5, 2020)
04/13/20201068-2020Asia United BankDisclosure No. 1068-2020 - Public Ownership Report as of March 31, 2020
04/13/20201067-2020Asia United BankDisclosure No. 1067-2020 - Top 100 Stockholders as of March 31, 2020
04/13/20201066-2020Asia United BankDisclosure No. 1066-2020 - Request for Extension of Time to File the Annual Report (SEC Form 17-A)
03/30/2020936-2020Asia United BankDisclosure No. 936-2020 - Demise of a Director
03/13/2020728-2020Asia United BankDisclosure No. 728-2020 - Risks and Impact of the COVID-19 Pandemic
03/04/2020583-2020Asia United BankDisclosure No. 583-2020 - Certificate of Registration with the AMLC Electronic Reporting System
02/06/2020391-2020Asia United BankDisclosure No. 391-2020 - Statement of Condition (Banks and Financial Subsidiaries; Head Office and Branches) as of December 31, 2019
01/24/2020255-2020Asia United BankDisclosure No. 255-2020 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (February 5, 2020)
01/15/2020151-2020Asia United BankDisclosure No. 151-2020 - Public Ownership Report as of December 31, 2019
01/15/2020150-2020Asia United BankDisclosure No. 150-2020 - Top 100 Stockholders as of December 31, 2019

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