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Asia United Bank (AUB)
Joy-Nostalg Center, 17 ADB Ave., Ortigas Center, Pasig City
www.aub.com.ph

 

Listed Outstanding Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)
AUB Tranche 1 Bonds Due 2022AUB 11-22PhP 7 B4.625%4Feb 07
May 07
Aug 07
Nov 07		Listing07-Nov-19UBPH-

Matured or Redeemed Securities

Security Name
Series Code
Amount Issued
Coupon Rate
Coupon Frequency
Coupon Dates
Admission Type
Admission Date
Prospectus
Guidelines
Tombstone
Market Makers
Broker Specialists
(Issue-Specific)

Disclosures

Filing Date
Disclosure No.
Listed Issuer
Disclosure Title
12/09/20213541-2021Asia United BankDisclosure No. 3541-2021 - Initial Statement of Beneficial Ownership of Securities - November 2021 (SEC FORM 23-A)
12/07/20213516-2021Asia United BankDisclosure No. 3516-2021 - List of Subsidiaries and Affiliates as of November 30, 2021
11/26/20213443-2021Asia United BankDisclosure No. 3443-2021 - Election of Independent Director
11/22/20213397-2021Asia United BankDisclosure No. 3397-2021 - Press Release: "AUB on Track with P4-B Net Income Target for 2021"
11/15/20213333-2021Asia United BankDisclosure No. 3333-2021 - Quarterly Report for the Period Ended September 30, 2021 (SEC Form 17-Q)
11/10/20213219-2021Asia United BankDisclosure No. 3219-2021 - Statement of Condition as of September 30, 2021
11/09/20213195-2021Asia United BankDisclosure No. 3195-2021 - List of Subsidiaries and Affiliates as of October 31, 2021
11/03/20213102-2021Asia United BankDisclosure No. 3102-2021 - Resignation of Independent Director
10/22/20213027-2021Asia United BankDisclosure No. 3027-2021 - Results of Board Meeting held on October 22, 2021: Election of Directors and Changes in Board Membership
10/20/20212982-2021Asia United BankDisclosure No. 2982-2021 - Top 100 Stockholders as of September 30, 2021
10/20/20212981-2021Asia United BankDisclosure No. 2981-2021 - Certificate of Attendance to the Corporate Governance Seminar
10/08/20212812-2021Asia United BankDisclosure No. 2812-2021 - List of Subsidiaries and Affiliates as of September 30, 2021
10/08/20212811-2021Asia United BankDisclosure No. 2811-2021 - Public Ownership Report as of September 30, 2021
09/29/20212720-2021Asia United BankDisclosure No. 2720-2021 - Statement of Changes in Beneficial Ownership of Securities - September 2021 (SEC FORM 23-B)
09/27/20212702-2021Asia United BankDisclosure No. 2702-2021 - Result of Board Meeting held on September 24, 2021: Resignation of Officer
09/17/20212659-2021Asia United BankDisclosure No. 2659-2021 - Demise of an Officer
09/06/20212585-2021Asia United BankDisclosure No. 2585-2021 - List of Subsidiaries and Affiliates as of August 31, 2021
09/03/20212563-2021Asia United BankDisclosure No. 2563-2021 - Notice of Dissolution of Asia United Fleet Management Services, Inc.
08/16/20212433-2021Asia United BankDisclosure No. 2433-2021 - Quarterly Report for the Period Ended June 30, 2021 (SEC Form 17-Q)
08/13/20212411-2021Asia United BankDisclosure No. 2411-2021 - Amended Notice of Disposition of Shares of RediMoney Express Pte Ltd
08/13/20212392-2021Asia United BankDisclosure No. 2392-2021 - Statement of Condition as of June 30, 2021
08/11/20212354-2021Asia United BankDisclosure No. 2354-2021 - Press Release: "AUB posts double-digit growth in assets, deposits in 1st half"
08/06/20212320-2021Asia United BankDisclosure No. 2320-2021 - Disposition of Shares of RediMoney Express Pte Ltd
08/03/20212262-2021Asia United BankDisclosure No. 2262-2021 - General Information Sheet (GIS) for the Year 2021
08/03/20212261-2021Asia United BankDisclosure No. 2261-2021 - List of Subsidiaries and Affiliates as of July 31, 2021
07/16/20212105-2021Asia United BankDisclosure No. 2105-2021 - Top 100 Stockholders as of June 30, 2021
07/16/20212104-2021Asia United BankDisclosure No. 2104-2021 - Public Ownership Report as of June 30, 2021
07/06/20211952-2021Asia United BankDisclosure No. 1952-2021 - List of Subsidiaries and Affiliates as of June 30, 2021
06/30/20211898-2021Asia United BankDisclosure No. 1898-2021 - Statement of Changes in Beneficial Ownership of Securities - June 2021 (SEC FORM 23-B)
06/29/20211883-2021Asia United BankDisclosure No. 1883-2021 - Integrated Annual Corporate Governance Report For the Year Ended December 31, 2020
06/28/20211863-2021Asia United BankDisclosure No. 1863-2021 - Amended Results of Annual Stockholders' Meeting and Organizational Meeting of the Board of Directors held on June 25, 2021; Result of Board Meeting: Cash Dividend Declaration
06/25/20211858-2021Asia United BankDisclosure No. 1858-2021 - Results of Annual Stockholders' Meeting and Organizational Meeting of the Board of Directors held on June 25, 2021;Result of Board Meeting: Cash Dividend Declaration
06/25/20211852-2021Asia United BankDisclosure No. 1852-2021 - Press Release: "AUB eyes 30% jump in 2021 Net Income"
06/04/20211693-2021Asia United BankDisclosure No. 1693-2021 - Quarterly Report for the Period Ended March 31, 2021 (SEC Form 17-Q)
06/04/20211692-2021Asia United BankDisclosure No. 1692-2021 - Audited Financial Statements as of December 31, 2020
06/04/20211691-2021Asia United BankDisclosure No. 1691-2021 - Annual Report for Fiscal Year Ended December 31, 2020 (SEC Form 17-A)
06/04/20211690-2021Asia United BankDisclosure No. 1690-2021 - Definitive Information Statement for Annual Stockholders' Meeting on June 25, 2021; Record Date on May 27, 2021
06/02/20211645-2021Asia United BankDisclosure No. 1645-2021 - List of Subsidiaries and Affiliates as of May 31, 2021
05/25/20211568-2021Asia United BankDisclosure No. 1568-2021 - Preliminary Information Statement on Annual Stockholders' Meeting on June 25, 2021; Record Date on May 27, 2021
05/25/20211567-2021Asia United BankDisclosure No. 1567-2021 - Audited Financial Statements as of December 31, 2020
05/25/20211563-2021Asia United Bank Disclosure No. 1563-2021 - Annual Report for Fiscal Year Ended December 31 2020 (SEC Form 17-A)
05/18/20211497-2021Asia United BankDisclosure No. 1497-2021 - Amended Annual Report for Fiscal Year Ended December 31, 2020 (SEC Form 17-A) With Audited Financial Statements and Sustainability Report
05/17/20211491-2021Asia United BankDisclosure No. 1491-2021 - Audited Financial Statements as of December 31, 2020
05/17/20211490-2021Asia United BankDisclosure No. 1490-2021 - Annual Report for Fiscal Year Ended December 31, 2020 (SEC Form 17-A) With Sustainability Report
05/17/20211489-2021Asia United BankDisclosure No. 1489-2021 - Quarterly Report for the Period Ended March 31, 2021 (SEC Form 17-Q)
05/12/20211415-2021Asia United BankDisclosure No. 1415-2021 - Notice and Agenda of Annual Stockholders' Meeting on June 25, 2021
05/07/20211320-2021Asia United BankDisclosure No. 1320-2021 - Press Release: "AUB increases loan loss reserves by P638 million in Q1 2021"
05/06/20211305-2021Asia United BankDisclosure No. 1305-2021 - List of Subsidiaries and Affiliates as of April 30, 2021
04/27/20211190-2021Asia United BankDisclosure No. 1190-2021 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (May 5, 2021)
04/23/20211139-2021Asia United BankDisclosure No. 1139-2021 - Request for Extension to File the Annual Report (SEC Form 17-A)
04/15/20211007-2021Asia United BankDisclosure No. 1007-2021 - Public Ownership Report as of March 31, 2021
04/15/20211006-2021Asia United BankDisclosure No. 1006-2021 - Top 100 Stockholders as of March 31, 2021
04/15/20211005-2021Asia United BankDisclosure No. 1005-2021 - List of Subsidiaries and Affiliates as of March 31, 2021
03/04/2021654-2021Asia United BankDisclosure No. 654-2021 - List of Subsidiaries and Affiliates as of February 28, 2021
02/26/2021578-2021Asia United BankDisclosure No. 578-2021 - Supersedes Disclosure No. 298-2021 - Result of Board Meeting: Appointment of Officer
02/05/2021416-2021Asia United BankDisclosure No. 416-2021 - Statement of Condition (Banks and Financial Subsidiaries; Head Office and Branches) as of December 31, 2020
02/05/2021415-2021Asia United BankDisclosure No. 415-2021 - List of Subsidiaries and Affiliates as of January 31, 2021
01/26/2021310-2021Asia United BankDisclosure No. 310-2021 - Notice of Record Date - AUB Tranche 1 Bonds Due 2022 (February 4, 2021)
01/25/2021298-2021Asia United BankDisclosure No. 298-2021 - Result of Board Meeting: Appointment of Officer
01/19/2021225-2021Asia United BankDisclosure No. 225-2021 - Top 100 Stockholders as of December 31, 2020
01/19/2021224-2021Asia United BankDisclosure No. 224-2021 - Public Ownership Report as of December 31, 2020
01/12/2021105-2021Asia United BankDisclosure No. 105-2021 - Notice of Early Redemption of 5.625% Unsecured Subordinated Tier 2 Notes Due 2025
01/08/2021068-2021Asia United BankDisclosure No. 068-2021 - List of Subsidiaries and Affiliates as of December 31, 2020

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